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CIRO MEMBER RESIGNATION - HSBC INVESTMENT FUNDS (CANADA) INC. (HIFC)

HSBC Investment Funds (Canada) Inc. (HIFC) has resigned from membership from the Canadian Investment Regulatory Organization. The resignation of HIFC relates to the acquisition of HSBC Bank Canada by...

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CIRO
CIRO MEMBER RESIGNATION - HSBC SECURITIES (CANADA) INC. (HSCI)
April 22, 2024

HSBC Securities (Canada) Inc. (HSCI) has resigned from membership from the Canadian Investment Regulatory Organization. The resig...

OSC
OSC PUBLISHES FINAL FEE CHANGES FOR RESTRICTED DEALERS
April 22, 2024

The Ontario Securities Commission (OSC) announced the publication of final amendments to its fee rules for restricted dealers, or...

BCSC
BCSC ALLEGES THAT VANCOUVER RESIDENT FAILED TO COMPLY WITH SUMMONS AND DEMAND
April 22, 2024

The B.C. Securities Commission (BCSC) is alleging that a Vancouver resident failed to attend an interview and produce records as ...

Fintrac
FINTRAC UPDATES RESOURCES DOCUMENTS TO HELP REPORTING ENTITIES PREPARE FOR CHANGES TO NEW REPORTING FORMS
April 22, 2024

The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) has updated the documentation to help businesses subje...

Investment Executive
CRYPTO MANIPULATOR CONVICTED
April 22, 2024

A U.S. jury has handed down a conviction in one of the first cases involving alleged market manipulation in the fledging crypto m...

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