search

IIROC TO ACCREDIT CONTINUING EDUCATION COURSES IN-HOUSE

Starting Jan. 1, the Investment Industry Regulatory Organization of Canada (IIROC) will accredit continuing education courses in-house instead of using a third party, the regulator said in a release ...

Continue reading...

SEC
MEME STOCK REFORMS WOULD BE GOOD FOR MARKETS
October 26, 2021

Last week, the U.S. Securities and Exchange Commission (SEC) issued a long-awaited report detailing the results of its review of ...

FINRA
FINRA TO SHUTTER OTC BULLETIN BOARD
October 26, 2021

The U.S. Financial Industry Regulatory Authority (FINRA) is shutting down the OTC Bulletin Board (OTCBB) next month. In a noti...

Climate Change
CANADIAN INSTITUTIONAL INVESTORS CALL FOR CLIMATE ACCOUNTABILITY AHEAD OF COP26
October 26, 2021

Ahead of the COP26 climate summit next week in Glasgow, Scotland, Canadian investors managing more than $5.5 trillion in assets s...

Investment Executive
NEW FINANCE IS ‘A PLATFORM OF GROWTH,’ PORTFOLIO MANAGER SAYS
October 25, 2021

New finance — which comprises areas such as digital payments, cryptocurrency and blockchain technology — is being deemed a “platf...

CFTC
CFTC PAYS RECORD AWARD FOR FRUITFUL TIP
October 22, 2021

With a record-setting US$200 million award, the U.S. Commodity Futures Trading Commission (CFTC) tripled its total whistleblower ...