The AMF has decided to initiate a serious dialogue about the responsible use of AI in the financial industry. To assist it in mee...
CN Editor
November 23, 2021
WILL 2024 BE THE YEAR OF COMPLIANCE TECHNOLOGY?
JOINT FORUM OF FINANCIAL MARKET REGULATORS DISCUSSES EMERGING TRENDS AND INNOVATION IN CANADIAN MARKETS AT ANNUAL MEETING
THE ONTARIO SECURITIES COMMISSION AND AUTORITE DES MARCHES FINANCIERS PUBLISH MULTILATERAL CONTINUOUS DISCLOSURE REVIEW AND GUIDANCE FOR INDEPENDENT REVIEW COMMITTEES
SEC CHARGES TWO INVESTMENT ADVISERS WITH MAKING FALSE AND MISLEADING STATEMENTS ABOUT THEIR USE OF ARTIFICIAL INTELLIGENCE
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS