The FCA has appointed Ruairi O’Connell, OBE, as the new Director of International. Ruairi will join the FCA from the Home Office ...
CN Editor
August 08, 2022
INDIVIDUAL CHARGED WITH INVESTMENT FRAUD OVER UNAUTHORISED MULTIMILLION POUND "KUBE TRADING" SCHEME
FCA CONFIRMS ANTI-GREENWASHING GUIDANCE AND PROPOSES EXTENDING SUSTAINABILITY FRAMEWORK
FCA LOOKS FOR MEMBERS FOR ITS ADVISORY COMMITTEE ON SECONDARY MARKETS
NEW WAY OF PAYING FOR INVESTMENT RESEARCH PROPOSED BY THE FINANCIAL REGULATOR
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS