The New Self-Regulatory Organization of Canada has been informed that Virtu Financial Canada, ULC has withdrawn its intention to ...
CN Editor
January 25, 2023
CIRO MEMBER RESIGNATION - HSBC SECURITIES (CANADA) INC. (HSCI)
CIRO MEMBER RESIGNATION - HSBC INVESTMENT FUNDS (CANADA) INC. (HIFC)
CIRO MEMBER RESIGNATION - EQUILEND CANADA CORP.
EQUILEND CANADA CORP. INTENDS TO RESIGN ITS MEMBERSHIP
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS