The Regulatory Division of Bourse de Montréal Inc. (the “Division”) is publishing its Policy Priorities for the remainder of 2024...
CN Editor
July 29, 2024
TMX REGULATORY DIVISION ANNUAL REPORT
INTRODUCTION OF A REMEDIATION PROCESS AND UPDATE TO THE RULES REGARDING THE CONDUCT OF REGULATORY FUNCTIONS
AMENDMENTS TO THE LIST OF FEES OF MONTREAL EXCHANGE INC. EFFECTIVE MARCH 2, 2026
UBS SANCTIONED IN SETTLEMENT WITH TMX
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE