CFTC ORDERS TRADITION SEF LLC TO PAY $875,000 FOR SYSTEM SAFEGUARDS VIOLATIONS AND FAILING TO PROVIDE RECORDS PROMPTLY DURING CFTC EXAMINATION

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The Commodity Futures Trading Commission announced an order filing and settling charges against Tradition SEF LLC (TSEF), a regis...


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CFTCSwapsFailure to safeguardFailure to report

CN Editor

October 02, 2024

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