Principal distributors are expressly permitted to engage with multiple fund families as “participating dealers” and, as contempla...
CN Editor
May 05, 2025
CSA INVITES STAKEHOLDERS TO JOIN ITS TOKENIZATION WORKSHOP IN TORONTO
CSA PUBLISHES PROPOSED CHANGES TO ENHANCE ISSUER BID, TAKE-OVER BID, AND BENEFICIAL OWNERSHIP REPORTING REGIMES
REGULATORS AND AUDIT LEADERS DISCUSS AUDIT QUALITY AND CONFIDENCE IN CANADA"S FINANCIAL REPORTING
OSC PROPOSES AMENDMENTS TO FEE RULES
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
CONVICTED MONEY LAUNDERER SENTENCED TO EXTRA PRISON TIME