Principal distributors are expressly permitted to engage with multiple fund families as “participating dealers” and, as contempla...
CN Editor
May 05, 2025
CANADIAN SECURITIES ADMINISTRATORS ENCOURAGE CANADIANS TO LOOK OUT FOR DECEPTIVE SOCIAL MEDIA INVESTMENT SCAMS
CSA PROPOSES AMENDMENTS TO MODERNIZE AND STREAMLINE MINING DISCLOSURE STANDARDS
CSA"S PAUSE ON MANDATORY CLIMATE DISCLOSURES "NOT INDEFINITE": OSC CEO
OPEN LETTER CALLS ON REGULATORS TO RESTART CLIMATE DISCLOSURE WORK
Thank you for the feedback!!
CIRO SANCTIONS CANACCORD GENUITY CORP. FOR FAILING TO MEET GATEKEEPER OBLIGATIONS
SEC FINES CANADIAN FIRM OVER REGISTRATION
CIRO SANCTIONS FORMER INVESTORS GROUP FINANCIAL SERVICES REP FROM CALGARY, AB
FINRA PROPOSES GIFT LIMIT INCREASE