In a recent decision, the Alberta Securities Commission (ASC) provided important guidance on the growing influence of social medi...
CN Editor
May 13, 2025
FSRA REVOKES LICENCE OF INSURANCE AGENT FOR ALLEGEDLY MISAPPROPRIATING $700K FROM CHURCH MEMBERS
CSA AND CIRO PROVIDE GUIDANCE FOR FINFLUENCERS AND FIRMS ON HOW TO WORK WITH THEM AND PROTECT INVESTORS
CRYPTO PLATFORM FACILITATED CRIMINAL ACTIVITY: DOJ
FCA CONSULTS ON FUND LIQUIDITY REFORMS
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING