The Ontario Securities Commission’s (OSC) Registration, Inspections and Examinations Division (RIE) published its 2025-26 Examina...
CN Editor
June 11, 2025
OSC STAFF NOTICE 11-737 (REVISED) - SECURITIES ADVISORY COMMITTEE - VACANCIES
OSC PUBLISHES INVESTMENT MANAGEMENT DIVISION ANNUAL SUMMARY REPORT
REPORT FROM WORKSHOP ON FINANCIAL CRIMES, AS PART OF THE FINANCIAL INDUSTRY FORUM ON ARTIFICIAL INTELLIGENCE II: A COLLABORATIVE APPROACH TO AI THREATS, OPPORTUNITIES, AND BEST PRACTICES
OSC SETTLEMENT WITH JESSICA TAM IN INSIDER TRADING SCHEME APPROVED BY CAPITAL MARKETS TRIBUNAL
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP