The Commodity Futures Trading Commission’s Division of Enforcement issued an advisory to provide guidance describing its plan to ...
CN Editor
July 10, 2025
GLOBAL STANDARD-SETTING BODIES PUBLISH ASSESSMENT OF MARGIN REQUIREMENTS FOR NON-CENTRALLY CLEARED DERIVATIVES
OSC INVESTIGATION LEADS TO FRAUD CHARGES FOR SMART PRIME GROUP
CFTC OBTAINS $2M RESTITUTION FOR VICTIMS OF PRECIOUS METALS, FOREIGN CURRENCY POOL FRAUD
FIRST-EVER LISTED SPOT CRYPTO TRADING ON U.S. REGULATED EXCHANGES
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING