On July 7th, 2025, the President and CEO, Bourse de Montréal Inc. (the “Bourse”), as well as the President of the Bourse’s Regula...
CN Editor
August 25, 2025
CFTC SCUTTLES 24/7 FUTURES TRADING BID
CSA STAFF NOTICE 21-335 INFORMATION PROCESSOR FOR EXCHANGE-TRADED SECURITIES OTHER THAN OPTIONS
SEC, CFTC SEEK PUBLIC COMMENT TO FURTHER CLARIFY AND HARMONIZE DERIVATIVES PRODUCT DEFINITIONS
CFTC ALLOWS ENFORCEMENT DENIALS TOO
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS