Ciro alleges that a former Mutual Fund Dealer with Sun Life Financial Services, Sholeh Sharifian, processed redemptions at the re...
CN Editor
August 29, 2025
EX-TD BANKERS LAND IN JAIL
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES REP FROM BURLINGTON, ON
IAN MCSEVNEY PLEADS GUILTY IN $5.3 MILLION INVESTMENT SCHEME
CIRO SANCTIONS FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS