With Ontario’s title protection in effect for more than three years but no recent action on title protection from other provinces...
CN Editor
September 23, 2025
EUROPE PUSHES SINGLE FINANCIAL MARKET REFORMS
COURT REJECTS FSRA APPEAL ON AGENT"S LICENSING
FSRA FINES FORMER INSURANCE AGENT $80K FOR UNLICENSED SALES
N.B."S TITLE PROTECTION DROPS ENHANCED EDUCATIONAL REQUIREMENT FOR FINANCIAL ADVISORS
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING