The Alberta Securities Commission (ASC) has banned James Domenic Floreani and Jayconomics Inc. (the Respondents) from participati...
CN Editor
September 30, 2025
ASC FINDS THAT SHAHIN MOTTAHED BREACHED ALBERTA SECURITIES LAWS
ASC FINDS THAT TERRANCE ANTHONY SWEENEY BREACHED ALBERTA SECURITIES LAWS
SEC CHARGES REGISTERED INVESTMENT ADVISER ZOE FINANCIAL FOR FAILURE TO DISCLOSE CONFLICT OF INTEREST
OSC WEBINAR: CAPITAL RAISING OPPORTUNITIES AND REGULATORY INNOVATION IN ONTARIO
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
ADVISOR SANCTIONED FOR TAKING CLIENT INFO