The Alberta Securities Commission (ASC) has banned James Domenic Floreani and Jayconomics Inc. (the Respondents) from participati...
CN Editor
September 30, 2025
JSOT CRIMINALLY CHARGES ALEXANDER (ALEX) FRANCIS ONGOMA
ADVANCING FINRA"S MISSION WITH AI
BCSC BANS TWO PEOPLE FROM INVESTMENT MARKET FOR MISCONDUCT RELATED TO STARTUP
CIRO ALLEGES MISAPPROPRIATION AND PERSONAL FINANCIAL DEALINGS BY FORMER PFSL INVESTMENTS CANADA REP FROM EDMONTON, AB
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP