The CFFiM delivered its response to the CSA Notice and Request for Comment 25-314, Proposed approach to oversight and refinements...
CN Editor
October 01, 2025
SPEEDING DISPUTE RESOLUTION FOR OLDER, ILL INVESTORS
CFFIM: CANADIAN SECURITIES EXCHANGE INTRODUCTION OF CSE2 ODD LOT LIQUIDITY ALLOCATING (OLLA) ORDER TYPE
CFFIM: ORDER EXECUTION ONLY - THE CASE FOR PRINCIPLED BASED GUIDANCE
CFFIM: "PAUSE AND RESET" ON AMF"S AI GUIDANCE
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING