The Canadian Investment Regulatory Organization (CIRO) is publishing for comment proposed revisions to the Investment Dealer and ...
CN Editor
October 17, 2025
CSA AND CIRO PROVIDE FINDINGS AND GUIDANCE FROM LATEST PHASE OF CLIENT FOCUSED REFORMS REVIEWS
INVESTOR ALERT: FRAUDULENT CRYPTO PLATFORM IMPERSONATING INTERACTIVE BROKERS CANADA INC.
INVESTOR ALERT: LOONIEFX FALSELY CLAIMS IIROC REGISTRATION
CIRO MEMBER CHANGE OF CONTROL - STANHOPE CAPITAL GROUP SA
Thank you for the feedback!!
CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING