The Securities and Investment Management Association (SIMA) unveiled its new tagline, “Empowering Canada’s Investment Industry,” ...
CN Editor
October 17, 2025
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
ANDREW KRIEGLER TO CONCLUDE TENURE AS CIRO PRESIDENT AND CEO; BOARD COMMENCES SEARCH FOR SUCCESSOR
SIMA RESPONDS TO FINAL PHASE OF CIRO"S RULE-CONSOLIDATION PROJECT
SIMA"S FINFLUENCER RESEARCH REVEALS RISKS AND OPPORTUNITIES FOR INVESTMENT INDUSTRY AND INVESTORS
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS