The North American Securities Administrators Association (NASAA) released its 2025 Enforcement Report, identifying digital assets...
CN Editor
October 17, 2025
REPORT FROM WORKSHOP ON FINANCIAL CRIMES, AS PART OF THE FINANCIAL INDUSTRY FORUM ON ARTIFICIAL INTELLIGENCE II: A COLLABORATIVE APPROACH TO AI THREATS, OPPORTUNITIES, AND BEST PRACTICES
ADVANCING FINRA"S MISSION WITH AI
FINTECH ADOPTION THREATENS TRADITIONAL SECURITIES FIRMS: FITCH
AI A TOP INVESTMENT THEME FOR CANADIAN FAMILY OFFICES
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP