The CFFiM urgest the AMF to reconsider its proposed AI Guidance. Current technology-neutral regulatory frameworks at the AMF, fed...
CN Editor
November 12, 2025
CFFIM: CANADIAN SECURITIES EXCHANGE INTRODUCTION OF CSE2 ODD LOT LIQUIDITY ALLOCATING (OLLA) ORDER TYPE
CSA LAUNCHES NEW TOOL TO MAKE CONSULTATION PROCESS EASIER AND MORE EFFICIENT
FAIR TREATMENT OF CLIENTS - AMF ENDORSES NATIONAL SEGREGATED FUNDS GUIDANCE AND WILL INCORPORATE IT INTO ITS FRAMEWORKS
COURT ORDERS AMF TRIBUNAL TO CONSIDER SETTLEMENT
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING