The International Organization of Securities Commissions (IOSCO) published the Consultation Report (“Report”) on Valuing Collecti...
CN Editor
November 18, 2025
CSA ENCOURAGES INFORMED INVESTING AND FRAUD PREVENTION DURING INVESTOR EDUCATION MONTH
HEDGE FUND PERFORMANCE OVERSTATED: DOJ ALLEGES
SEC SANCTIONS PURPORTED HEDGE FUND MANAGER
GLOBAL STANDARD-SETTING BODIES PUBLISH A TOOLKIT FOR CYBER RESILIENCE AT FINANCIAL MARKET INFRASTRUCTURES (FMIS) AND A DISCUSSION PAPER ON FMIS" RELIANCE ON THIRD PARTY SERVICE PROVIDERS
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
ADVISOR SANCTIONED FOR TAKING CLIENT INFO