The Commodity Futures Trading Commission announced it has filed a complaint in the U.S. District Court for the Eastern District o...
CN Editor
November 24, 2025
CFTC OBTAINS FEDERAL CIVIL MONETARY PENALTIES AND TRADING BANS IN TWO CASES; BRINGS CHARGES AGAINST UNREGISTERED COMMODITY POOL OPERATOR
CFTC OBTAINS JUDGMENT AGAINST WISCONSIN MAN FOR FRAUD, MISAPPROPRIATION SCHEME
FINTECH EXECS ALLEGEDLY DUPED PRIVATE EQUITY FIRM
CFTC OBTAINS $2M RESTITUTION FOR VICTIMS OF PRECIOUS METALS, FOREIGN CURRENCY POOL FRAUD
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2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO