A former mutual fund rep who was disciplined by the Canadian Investment Regulatory Organization (CIRO) in 2024 has now also been ...
CN Editor
January 16, 2026
B.C. MAN SENTENCED FOR BREACHING BCSC ORDER
BCSC ALLEGES COMPANIES FAILED TO DISCLOSE DIRECTOR"S DISCIPLINARY HISTORY IN AGM MATERIALS
EX-TD BANKERS LAND IN JAIL
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES REP FROM BURLINGTON, ON
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS