Citing the extent of his misconduct, and the harm inflicted on investors, a judge sentenced former financial advisor, Kevin Douse...
CN Editor
March 17, 2026
COURT REJECTS EX-REP"S APPEAL OF FRAUD CONVICTION
AI MEANS POTENTIAL "BIG SHIFT" IN REGULATORY RESPONSIBILITIES: KRIEGLER
OSFI TO LAUNCH EXPEDITED LICENSING PROCESS
SEJEAN REID AND WHITNEY CHARLES CHARGED WITH FRAUD AND MONEY LAUNDERING
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS