A U.S. fund manager agreed to pay US$1.59 million in a settlement with the U.S. Securities and Exchange Commission (SEC) for viol...
CN Editor
May 18, 2026
CIRO ALLEGES MISAPPROPRIATION BY FORMER QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
U.S. ANALYST CHARGED WITH INSIDER TRADING
FUNDCO PAYS US$100M IN CHERRY-PICKING CASE
U.S. SUPREME COURT UPHOLDS BROAD READING OF SEC AUTHORITY TO RECOUP ILL-GOTTEN GAINS IN FRAUD CASES
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
CONVICTED MONEY LAUNDERER SENTENCED TO EXTRA PRISON TIME