The Securities and Investment Management Association (SIMA) submitted comments on CIRO’s proposed changes to client delivery obli...
CN Editor
July 06, 2026
NEW WEBCAST: HIGHLIGHTS OF CIRO"S 2025-2026 ENFORCEMENT REPORT
EXEMPTIONS GRANTED BY CIRO IN 2025
CIRO SANCTIONS FORMER HSBC INVESTMENT FUNDS (CANADA) INC. REP FROM RICHMOND HILL, ON
CIRO SANCTIONS FORMER BMO INVESTMENTS INC. FROM EDMONTON, AB
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
NORTH VANCOUVER RESIDENT AGREES TO PAY $307,000 TO BCSC FOR FRAUD