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CANADIAN SECURITIES REGULATORS PUBLISH SUMMARY OF 2025 SYSTEMIC RISK SURVEY RESULTS

The Canadian Securities Administrators (CSA) published a summary of the results from its fourth annual systemic risk survey. The results of this survey provide the CSA with important information on m...

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CIRO
CIRO LAUNCHES INNOVATESAFE, A REGULATORY SANDBOX DESIGNED TO ACCELERATE THE SAFE DEVELOPMENT OF TRANSFORMATIVE TECHNOLOGIES
December 05, 2025

The Canadian Investment Regulatory Organization (CIRO) announced the launch of InnovateSafe, a regulatory sandbox designed to all...

CSA
CSA STAFF NOTICE 13-315 (REVISED) SECURITIES REGULATORY AUTHORITY CLOSED DATES 2026
December 05, 2025

The CSA has a review system for prospectuses (including long form, short form and mutual fund prospectuses), prospectus amendment...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON GRIFFIN JEWELLERY DESIGNS INC.
December 05, 2025

FINTRAC announced today that it has imposed an administrative monetary penalty on Griffin Jewellery Designs Inc. Following a comp...

FINRA
NEW FINRA FOUNDATION RESEARCH EXAMINES SHIFTING INVESTOR BEHAVIORS, PREFERENCES AND ATTITUDES
December 05, 2025

The FINRA Investor Education Foundation (FINRA Foundation) released new research, Investors in the United States: Results from th...

CFTC
FIRST-EVER LISTED SPOT CRYPTO TRADING ON U.S. REGULATED EXCHANGES
December 05, 2025

Commodity Futures Trading Commission Acting Chairman Caroline D. Pham announced that listed spot cryptocurrency products will beg...

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