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CYBERSECURITY ALERT - FRONTIER ARTIFICIAL INTELLIGENCE MODELS

Recent advances in frontier artificial intelligence (AI) models have demonstrated increasingly sophisticated capabilities in software analysis, vulnerability discovery, code generation, and cyber def...

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CIRO
CIRO SANCTIONS FORMER PFSL INVESTMENTS CANADA REP FROM WOODBRIDGE, ON
June 12, 2026

CIRO sanctioned Josephine Sudario (Sudario), a former Registered Representative with PFSL Investments Canada Ltd. from Woodbridge...

CSA
CANADIAN SECURITIES REGULATORS PUBLISH FINAL AMENDMENTS TO THE PRINCIPAL DISTRIBUTOR MODEL
June 12, 2026

The Canadian Securities Administrators (CSA) announced the publication of final amendments to the principal distributor model in ...

Investment Executive
SEC TO DROP TRADE-THROUGH PROHIBITION
June 12, 2026

As U.S. equity markets have evolved, trading volumes have risen, but liquidity has become increasingly fragmented and more tradin...

Investment Executive
FCA SANCTIONS EXEC OVER DISCIPLINARY DISCLOSURE
June 12, 2026

A financial executive is facing sanctions from the U.K.’s Financial Conduct Authority (FCA) for allegedly failing to report that ...

CIRO
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES INC REP FROM BURLINGTON, ON
June 11, 2026

CIRO has scheduled a disciplinary hearing for Osama Navaid (Navaid), a former Registered Representative with Scotia Securities In...

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