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CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON

CIRO sanctioned Wei (Wendy) Seto (Seto), a former Registered Representative with RBC Dominion Securities Inc. from Toronto, Ontario. CIRO found that Seto engaged in personal financial dealings with f...

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CIRO
LIST OF ENTITIES CONSIDERED SUITABLE TO HOLD LBMA GOLD AND SILVER GOOD DELIVERY BARS
February 02, 2026

This list is published to identify entities considered suitable to hold London Bullion Market Association (LBMA) gold and silver ...

TMX
AMENDMENTS TO THE LIST OF FEES OF MONTREAL EXCHANGE INC. EFFECTIVE MARCH 2, 2026
February 02, 2026

Montréal Exchange Inc. announces the following amendments to its List of Fees effective March 2, 2026. The new List of Fees in bl...

Investment Executive
COURT WARNS BINANCE NOT TO PUSH ARBITRATION
February 02, 2026

Crypto giant Binance Holdings Ltd. has received another legal rebuke from an Ontario court, as it seeks to launch arbitration pro...

Investment Executive
CIRO BREACH DEADLINE REMINDER: SIGN UP FOR CREDIT PROTECTION SERVICES
February 02, 2026

For current and past registrants affected by the Canadian Investment Regulatory Organization’s (CIRO) data breach last August, th...

CIRO
AMENDMENT OF APPROVED PERSON FEES COMPONENT WITHIN THE ANNUAL FEE OF DEALER MEMBER FEE MODEL
January 30, 2026

The Canadian Securities Administrators (CSA) have approved CIRO’s proposed amendment of Approved Person (AP) Fees Component withi...

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