search

CSA PUBLISHES PROPOSED LIQUIDITY RISK MANAGEMENT AMENDMENTS AND LAUNCHES CONSULTATION

The Canadian Securities Administrators (CSA) published proposed amendments to National Instrument 81-102 Investment Funds and the companion policy relating to liquidity risk management (LRM) for all ...

Continue reading...

CSA
CANADIAN SECURITIES REGULATORS PROVIDE UPDATE AND SEEK FEEDBACK ON MULTILATERAL INITIATIVE TO SUPPORT CAPITAL-RAISING BY EXTENDING THE ROLE OF EXEMPT MARKET DEALERS
November 28, 2025

Securities regulators in Ontario, Alberta, British Columbia, Québec, New Brunswick, Nova Scotia and Saskatchewan, published a Can...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON SYNERGY CREDIT UNION
November 28, 2025

FINTRAC announced that it has imposed an administrative monetary penalty on Synergy Credit Union. Following a compliance examinat...

Investment Executive
HEDGE FUND WAS A PONZI SCHEME, SEC ALLEGES
November 28, 2025

A U.S. fund manager allegedly raised money from investors for a day-trading venture that was actually a Ponzi scheme, U.S. author...

Investment Executive
SEC"S CRYPTO ENTHUSIASM POSES RISKS TO INVESTORS: WFE
November 28, 2025

The U.S. Securities and Exchange Commission’s (SEC) newfound enthusiasm for the crypto sector is exposing investors to a growing ...

CIRO
WOMEN AND INVESTING: CIRO"S INVESTOR ADVISORY PANEL PUBLISHES INAUGURAL RESEARCH REPORT
November 27, 2025

The Canadian Investment Regulatory Organization’s (CIRO) Investor Advisory Panel (IAP) has published research confirming that wom...

More from the news archive ⇨