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UPDATED MUTUAL FUND STAFF NOTICE MSN-0032 RELATED TO USE OF BUSINESS, STYLE OR TRADE NAMES BY MEMBERS AND APPROVED PERSONS

The Canadian Investment Regulatory Organization (CIRO) is amending Mutual Fund Staff Notice MSN-0032 MFDA 1.1.7 – Use of Business, Style or Trade Names by Members and Approved Persons. The amended no...

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BCSC
U.S. COMPANY AND B.C. MAN MUST PAY $70,000 FOR BREACHING BCSC CEASE TRADE ORDER
June 17, 2026

A B.C.-based former CEO and his Nevada company must pay a combined $70,000 to the BC Securities Commission (BCSC) for breaching a...

PMAC
PMAC SUPPORTS CSA INSIDER REPORTING AMENDMENTS
June 17, 2026

PMAC submitted comments in support of the CSA’s proposed amendments to National Instrument 55-104 Insider Reporting Requirements ...

Investment Executive
FCA SEEKS HIGHER FINES FOR RICHER OFFENDERS
June 17, 2026

Wealthier scoundrels could face higher enforcement penalties from the U.K.’s Financial Conduct Authority (FCA), which is consulti...

CSA
CSA SHARE TIPS TO HELP PROTECT SENIORS FROM FRAUD AND FINANCIAL ABUSE - NAMING A TRUSTED CONTACT PERSON CAN ADD AN EXTRA LAYER OF PROTECTION
June 16, 2026

The Canadian Securities Administrators (CSA) is warning Canadians about the growing risk of fraud and financial abuse targeting o...

OSC
STEPHEN KATMARIAN TO BE JAILED FOLLOWING FRAUD CONVICTION
June 16, 2026

The Ontario Securities Commission (OSC) announces that Stephan Katmarian, executive director, managing director and board chair o...

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