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CIRO PROPOSED GUIDANCE ON MARKETPLACE THRESHOLDS AND SINGLE-STOCK CIRCUIT BREAKERS

The Canadian Investment Regulatory Organization (CIRO) is proposing to apply volatility controls to extended trading hours. The Guidance on Marketplace Thresholds and the Guidance on Single-Stock Cir...

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OSC
OSC ANNOUNCES NEW INVESTOR ADVISORY PANEL MEMBERS AND CHAIR
October 14, 2026

The Ontario Securities Commission (OSC) announced three new members of its independent Investor Advisory Panel (IAP) following a ...

BCSC
WEST VANCOUVER MAN MUST PAY RESTITUTION FOR BREACHING BCSC ORDER
October 14, 2026

A West Vancouver man has received a suspended sentence after pleading guilty to one count of breaching an order of the BC Securit...

FINRA
FINRA LAUNCHES ENHANCED INVESTOR EDUCATION AND PROTECTION TOOLS TO HELP RESEARCH MARKETS AND RECOGNIZE FRAUD
October 14, 2026

In a continuing effort to empower investors with the tools and knowledge they need to make informed financial decisions and avoid...

FCA
TWO PLEAD GUILTY AFTER CLIENTS LOSE £2M IN FRAUD CASE
October 14, 2026

Two people who worked at financial advice firms have pleaded guilty to fraud after 4 clients lost £2m. Kerry Nelson, the director...

FCA
THREE ARRESTS IN MAJOR FCA OPERATION AGAINST CRIMINAL INSIDER DEALING RING
October 14, 2026

The FCA has conducted a major operation to disrupt a suspected organised criminal group for engaging in insider dealing and money...

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