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GUIDANCE ON "LOCKED" AND "CROSSED" MARKETS

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding questions related to “locked” and “crossed” markets in the context of a Participant complying with the provisio...

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CIRO
TRAINING DURING CERTAIN SECURITIES TRANSACTIONS
March 17, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding activities in a particular security that ...

CIRO
SALE OF RESTRICTED SECURITIES
March 17, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding sales of a “restricted security”. Where a...

OSC
INTERNATIONAL LAW ENFORCEMENT OPERATION SEEKS TO DISRUPT CRYPTO FRAUD
March 17, 2026

This week, law enforcement agencies from the United States, United Kingdom and Canada are conducting Operation Atlantic, a joint ...

ASC
ASC ANNOUNCES APPOINTMENT OF DEANNA STEBLYK, K.C. AS VICE-CHAIR
March 17, 2026

The Alberta Securities Commission (ASC) is pleased to announce that the Lieutenant Governor in Council has appointed Deanna Stebl...

SEC
SEC PROPOSES AMENDMENTS TO EXCHANGE ACT RULE 15C2-11
March 17, 2026

The Securities and Exchange Commission proposed amendments to Exchange Act Rule 15c2-11, which sets out certain information gathe...

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