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OBSI ANNOUNCES TWO NEW BOARD MEMBERS

The Board of Directors for the Ombudsman for Banking Services and Investments (OBSI) is pleased to announce two appointments to the board: Eleanor Marshall has joined the board as a Community Directo...

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FinCEN
FINCEN ISSUES EXPANDED SOUTHWEST BORDER GEOGRAPHIC TARGETING ORDER
March 12, 2026

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) has issued an expanded Geographic Targeting O...

OBSI
UPDATE: OBSI 2026 EXTERNAL REVIEW PUBLIC CONSULTATION
March 11, 2026

As previously announced, CRKhoury (CRK) is currently leading an independent review of OBSI’s banking and securities mandates and ...

NASAA
NASAA LAUNCHES COMPREHENSIVE ONLINE IAR CONTINUING EDUCATION COURSE CATALOG TO STREAMLINE COMPLIANCE AND PROFESSIONAL DEVELOPMENT
March 11, 2026

The North American Securities Administrators Association (NASAA) announced the launch of a comprehensive public course catalog fo...

Investment Executive
JULIE GALLAGHER NAMED NEW RICHARDSON WEALTH CEO
March 11, 2026

Julie Gallagher has been named the next president and CEO of Richardson Wealth, taking the reins from Dave Kelly, outgoing presid...

Investment Executive
CRYPTO CLASS ACTION SETTLEMENT COMPLETE
March 10, 2026

A Quebec court ruled that Wealthsimple has fulfilled its commitment under a settlement of a proposed class action suit on behalf ...

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