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CIRO MEMBER CHANGE OF CONTROL - STONEHAGE FLEMING FAMILY & PARTNERS LIMITED

The Canadian Investment Regulatory Organization have approved a change of control whereby Corient International Holdings Limited (an affiliate of several CIRO Registrants, including Assante Capital M...

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Investment Executive
COURT APPROVES SALE PROCESS IN OSC RECEIVERSHIP
December 02, 2025

An Ontario court granted approval for the receiver of real estate venture Cacoeli Asset Management Inc. to begin the process of s...

Investment Executive
FCA SEEKS MORE CREDIBILITY FOR ESG RATINGS
December 02, 2025

In an effort to improve the transparency, credibility and comparability of ESG ratings, the U.K.’s Financial Conduct Authority (F...

OSC
OSC SEEKS COMMENT ON PRIORITIES FOR 2026-2027
December 01, 2025

The Ontario Securities Commission (OSC) is seeking feedback from stakeholders on its proposed Statement of Priorities for 2026-2...

Fintrac
NOVEMBER 28, 2025 - FINTRAC ADVISORY: FINANCIAL TRANSACTIONS RELATED TO COUNTRIES IDENTIFIED BY THE FINANCIAL ACTION TASK FORCE
December 01, 2025

On October 24, 2025, the FATF issued a statement on high-risk jurisdictions subject to a call for action and a statement of juris...

FinCEN
FINCEN ISSUES ALERT ON CROSS-BORDER FUNDS TRANSFERS INVOLVING ILLEGAL ALIENS
December 01, 2025

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) is issuing an Alert as part of Treasury’s eff...

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