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CIRO SANCTIONS INVESTIA FINANCIAL SERVICES REP FROM OAKVILLE, ON

CIRO sanctioned Jagdish Chandane (Chandane), a dealing representative with Investia Financial Services Inc from Oakville, Ontario. CIRO found that Chandane failed in his obligations regarding the pro...

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OSC
OSC JOINS INTERNATIONAL REGULATORS FOR GLOBAL WEEK OF ACTION AGAINST UNLAWFUL FINFLUENCERS
June 09, 2025

The Ontario Securities Commission (OSC) joined regulators from across the globe this week to crack-down on unauthorised finfluenc...

FCA
FCA LEADS INTERNATIONAL CRACKDOWN ON ILLEGAL FINFLUENCERS
June 09, 2025

Regulators across the globe, led by the FCA, have joined forces to protect social media users from illegal financial promotions b...

FCA
FCA TO LIFT BAN ON CRYPTO ETNS TO SUPPORT UK GROWTH AND COMPETITIVENESS
June 09, 2025

The FCA is proposing to lift the ban on offering crypto exchange traded notes (cETNs) to retail investors. Similar products are a...

Investment Executive
FINRA SEEKS TO GO SLOWER ON SANCTIONS
June 09, 2025

In the wake of a court ruling last fall, the U.S. Financial Industry Regulatory Authority Inc. (FINRA) is proposing rule changes ...

OSC
NOTICE OF REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO OSC RULE 48-501 TRADING DURING DISTRIBUTIONS, FORMAL BIDS AND SHARE EXCHANGE TRANSACTIONS AND PROPOSED CHANGES TO COMPANION POLICY 48-501
June 06, 2025

The Ontario Securities Commission (Commission) is publishing proposed amendments (Proposed Amendments) to Ontario Securities Comm...

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