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OSC SEEKS COMMENT ON PRIORITIES FOR 2026-2027

The Ontario Securities Commission (OSC) is seeking feedback from stakeholders on its proposed Statement of Priorities for 2026-2027 (SoP), which includes initiatives we will undertake in support of ...

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Fintrac
NOVEMBER 28, 2025 - FINTRAC ADVISORY: FINANCIAL TRANSACTIONS RELATED TO COUNTRIES IDENTIFIED BY THE FINANCIAL ACTION TASK FORCE
December 01, 2025

On October 24, 2025, the FATF issued a statement on high-risk jurisdictions subject to a call for action and a statement of juris...

FinCEN
FINCEN ISSUES ALERT ON CROSS-BORDER FUNDS TRANSFERS INVOLVING ILLEGAL ALIENS
December 01, 2025

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) is issuing an Alert as part of Treasury’s eff...

Investment Executive
MANITOBA REGULATOR UPHOLDS CIRO ENFORCEMENT RULINGS
December 01, 2025

A former mutual fund rep who was fined and permanently banned by the Canadian Investment Regulatory Organization (CIRO) for engag...

Investment Executive
COURT REJECTS FSRA APPEAL ON AGENT"S LICENSING
December 01, 2025

An Ontario court rejected an appeal by the Financial Services Regulatory Authority (FSRA), which sought to overturn a decision by...

CSA
CSA PUBLISHES PROPOSED LIQUIDITY RISK MANAGEMENT AMENDMENTS AND LAUNCHES CONSULTATION
November 28, 2025

The Canadian Securities Administrators (CSA) published proposed amendments to National Instrument 81-102 Investment Funds and the...

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