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CIRO ALLEGES ADVISOR WITH RESEARCH CAPITAL IN CALGARY ENGAGED IN OFF-BOOK BUSINESS

CIRO alleges that an Advisor with Research Capital Corp in Calgary, Tumer Bahcheli, actively participated in the formation and direction of HeliosX Technologies, including providing personal funding ...

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CIRO
DESAJRDINS FINANCIAL SECURITY INVESTMENTS RESIGNS CIRO MEMBERSHIP
May 28, 2026

Desjardins Financial Security Investments Inc. has resigned from membership from the Canadian Investment Regulatory Organization....

MX
MONTREAL EXCHANGE SANCTIONS RBCDS FOR FAILURES IN REPORTING EFRP TRANSACTIONS
May 28, 2026

The Regulatory Division of Bourse de Montréal Inc. (the “Bourse”) filed a disciplinary complaint against RBC Dominion Securities...

CIRO
COINSQUARE CAPITAL MARKETS - CHANGE IN CONTROL
May 26, 2026

The Canadian Investment Regulatory Organization has approved a change of control whereby Robinhood Markets, Inc. (RHM) will acqui...

OSC
OSC PUBLISHES 2025 REPORT ON CANADIAN OTC DERIVATIVES
May 22, 2026

The Ontario Securities Commission (OSC) today published its Canadian OTC Derivatives 2025 Annual Report (the Report). The Report ...

CIRO
CIRO ALLEGES WRONGDOING BY FORMER DEALING REPRESENTATIVE WITH SCOTIA SECURITIES IN OTTAWA
May 21, 2026

CIRO has scheduled a hearing pursuant to the Mutual Fund Dealer Rules in the matter of Mazhar Hussain Malik, a former dealing rep...

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