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SOCIAL MEDIA POSTS MAKE INDUSTRY VET UNSUITABLE: TRIBUNAL

The board of CNSX Markets Inc. made errors when it ruled that capital markets veteran Jack Marks was unsuitable to be associated with a listed issuer, the Capital Markets Tribunal found, but after re...

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Investment Executive
FSB WARNS OF FRONTIER AI THREAT
September 01, 2026

Cutting-edge AI models are the most urgent threat to the global financial system, the Financial Stability Board (FSB) is warning....

Investment Executive
EX-WHITE HOUSE AIDE SETTLES INSIDER TRADING CHARGE
September 01, 2026

A former White House teleprompter operator is being sanctioned for insider trading based on the contents of presidential speeches...

Investment Executive
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET
September 01, 2026

Despite the Canadian Investment Regulatory Organization’s (CIRO) proposed model for advisor incorporation, which could broaden in...

CIRO
CIRO MEMBER CHANGE OF CONTROL: CUMBERLAND PARTNERS LIMITED
August 31, 2026

The Canadian Investment Regulatory Organization have approved a change of control whereby Harbourfront Wealth Holdings Inc., the ...

CIRO
CIRO MEMBER CHANGE OF CONTROL: LAURENTIAN BANK OF CANADA
August 31, 2026

The Canadian Investment Regulatory Organization have approved a change of control whereby Fairstone Bank of Canada will acquire a...

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