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INVESTOR ALERT: FRAUDULENT CRYPTO PLATFORM IMPERSONATING INTERACTIVE BROKERS CANADA INC.

The Canadian Investment Regulatory Organization (CIRO) is warning investors about Interactive CA Brokers, a fraudulent crypto trading platform operating through the website [https://intercb[.]com/] t...

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OSC
OSC PUBLISHES 2025 CORPORATE FINANCE DIVISION ANNUAL REPORT
December 10, 2025

The Ontario Securities Commission (OSC) published its annual Corporate Finance Division Annual Report, which provides an overview...

FINRA
FINRA PUBLISHES 2026 REGULATORY OVERSIGHT REPORT TO EMPOWER MEMBER FIRM COMPLIANCE
December 10, 2025

FINRA published the 2026 FINRA Regulatory Oversight Report, a vital resource that draws insights from FINRA’s regulatory operatio...

CFTC
CFTC OBTAINS $2M RESTITUTION FOR VICTIMS OF PRECIOUS METALS, FOREIGN CURRENCY POOL FRAUD
December 10, 2025

The Commodity Futures Trading Commission announced the U.S. District Court for the District of Oregon entered a consent order aga...

Investment Executive
SPEEDING DISPUTE RESOLUTION FOR OLDER, ILL INVESTORS
December 10, 2025

Older and seriously ill investors will be able to expedite the adjudication of disputes with their brokers, under rule changes ad...

Investment Executive
FITCH LEARNING TO CONTINUE CSI BRAND
December 10, 2025

Fitch Learning has completed its acquisition of the Canadian Securities Institute (CSI), and the global financial education provi...

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