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CIRO SANCTIONS DEALING REPRESENTATIVE WITH INVESTORS GROUP IN RICHMOND HILL, ONTARIO

CIRO Sanctions Domenic Cappola, Dealing Representative with Investors Group Financial Services, in Richmond Hill, Ontario for: • failing to learn the essential facts relative to clients (condominiu...

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CIRO
CIRO SANCTIONS DEALING REPRESENTATIVE WITH QUADRUS INVESTMENT IN NIAGARA, ONTARIO
September 02, 2025

CIRO sanctioned David Somerville, a Dealing representative with Quadrus Investment in Niagara for failing to properly execute cli...

BCSC
BCSC CHARGES NORTH SHORE MAN WITH FRAUD, THEFT, IDENTIFY FRAUD AND BREACHING A BCSC ORDER
September 02, 2025

The BCSC has charged, Frederick Johnathon Nielsen, a North Shore man with fraud, theft, identify fraud and breaching a BCSC order...

PMAC
PMAC COMMENT LETTER – DEPARTMENT OF FINANCE PRE-BUDGET CONSULTATION
September 02, 2025

PMAC wrote to the Minister of Finance and National Revenue proving proposed amendments to the Amend the Income Tax Act (ITA) incl...

Bourse de Montreal
MX ISSUES A REQUEST FOR PROPOSAL: PROPRIETARY FIRM PROGRAM FOR ONE-MONTH CORRA FUTURES (COA)
September 02, 2025

Bourse de Montréal Inc. (the “Bourse”) is issuing a Request for Proposal (“RFP”) for a proprietary firm program on One-Month CORR...

CIRO
CIRO ALLEGES WRONGDOING BY FORMER REP WITH IPC INVESTMENT CORPORATION IN CALGARY
August 29, 2025

Ciro alleges that a former Dealing Representative with IPC Investment Corporation in Calgary, Ronald Scott, borrowed monies from ...

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