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SEC SANCTIONS CANNABIS COMPANY, EXECS

U.S. securities regulators secured over US$40 million in disgorgement and penalties against a group of cannabis companies and executives that were accused of defrauding investors. A federal court in ...

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Investment Executive
EX-REP"S LAWSUIT AGAINST ESTABLISHMENT TOSSED
July 21, 2026

A former advisor who was embroiled in litigation with his former firm that expanded into sweeping claims against the big banks, v...

BCSC
BCSC ALLEGES COMPANIES FAILED TO DISCLOSE DIRECTOR"S DISCIPLINARY HISTORY IN AGM MATERIALS
July 20, 2026

The BC Securities Commission (BCSC) is alleging that a B.C. resident and three companies connected to him provided false or misle...

BCSC
B.C. MAN SENTENCED FOR BREACHING BCSC ORDER
July 20, 2026

A B.C. resident has been sentenced after pleading guilty to breaching an order of the BC Securities Commission (BCSC) by acting a...

CIRO
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES REP FROM BURLINGTON, ON
July 17, 2026

CIRO has scheduled a disciplinary hearing for Osama Navaid (Navaid), a former Registered Representative with Scotia Securities In...

CSA
CSA SEEKS COMMENT ON MODERNIZING THE REGULATION OF PUBLIC COMPANIES
July 17, 2026

The Canadian Securities Administrators (CSA) published a consultation paper (the Consultation Paper) seeking stakeholder input on...

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