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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES

CIRO sanctioned RBC Domion Securities Inc (RBC DS) for supervisory failures. RBC DS failed to establish, maintain and enforce an adequate system to supervise the futures trading activities of two Reg...

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SEC
SEC PUBLISHES UPDATED MARKET STATISTICS, HIGHLIGHTING INCREASE IN IPOS AND PROCEEDS RAISED
July 03, 2026

The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published updated statistics and data visu...

FCA
FINANCIAL REGULATOR TO SIMPLIFY INVESTMENT DISCLOSURE REGIME
July 03, 2026

The FCA is proposing to simplify how platforms, advisers and wealth managers communicate the costs of investing while reminding f...

OSC
ONTARIO SECURITIES COMMISSION RELEASES ITS 2026 ANNUAL SERVICE COMMITMENT REVIEW
July 01, 2026

The Ontario Securities Commission (OSC) published its 2026 Annual Service Commitment Review, which outlines the timelines investo...

OSC
OSC INVESTOR WARNINGS ANDD ALERTS FOR JUNE 9-20, 2026
July 01, 2026

The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or a...

BCSC
BCSC CONSULTING ON PROPOSED FEE CHANGE
July 01, 2026

The BC Securities Commission (BCSC) is proposing fee changes, including increases to some existing fees. The revenue from fees pa...

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