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INVESTOR ALERT: ASC WARNS INVESTORS ABOUT AI TRADING SCAMS

The Alberta Securities Commission (ASC) is warning Albertans about investment scams that use false claims about AI (artificial intelligence), algorithms or trading bots to entice investors. AI is inc...

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OSC
OSC INVESTOR WARNINGS AND ALERTS FOR OCTOBER 14, 2026 - NOVEMBER 3, 2026
November 04, 2026

The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or a...

CFTC
CFTC SECURES COURT ORDER DIRECTING TEXAS MAN AND HIS COMPANY TO PAY OVER $13 MILLION IN COMMODITIES FRAUD
November 04, 2026

The Commodity Futures Trading Commission announced the U.S. District Court for the Northern District of Texas entered a default j...

Investment Executive
EQUITY PERPETUAL FUTURES APPROVED BY U.S. REGS
November 04, 2026

U.S. regulators approved trading in perpetual futures tied to equities — expanding a vehicle that was first adopted in the crypt...

Investment Executive
MEDIA FINANCIERS DEFRAUDED INVESTORS: TRIBUNAL
November 04, 2026

Film financier Jason Cloth and his company, Creative Wealth Media Finance Corp., defrauded investors, Ontario’s Capital Markets T...

Investment Executive
FCA FINALIZES ESG RATINGS RULES
November 04, 2026

New rules that aim to raise the standards for providers of environmental, social and governance (ESG) ratings, and bolster invest...

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