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INVESTOR ALERT: TRADOCK LTD FALSELY CLAIMS IIROC REGISTRATION

The Canadian Investment Regulatory Organization (CIRO) is warning investors about Tradock LTD, a fraudulent trading platform operating through the website [https://tradock[.]io] that has been falsely...

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CIRO
CIRO MEMBER CHANGE OF CONTROL - PINNACLE WEALTH BROKERS INC.
November 07, 2025

The Canadian Investment Regulatory Organization have approved a change of control whereby Sentinel Financial Management Corp. wil...

CIRO
CIRO MEMBER CHANGE OF CONTROL - RF CAPITAL GROUP INC.
November 07, 2025

The Canadian Investment Regulatory Organization have approved a change of control whereby iA Financial Corporation Inc. will acqu...

OSC
OSC STAFF NOTICE 11-737 (REVISED) - SECURITIES ADVISORY COMMITTEE - VACANCIES
November 07, 2025

The Securities Advisory Committee (“SAC”) is a committee of industry experts established by the Commission to advise it and its s...

CIRO
GUIDANCE ON DOUBLE PRINTING
November 06, 2025

Updates to the Guidance Note are being made as part of the UMIR Guidance Update Project. This project is to make non-material cha...

CIRO
SECURITIES TRADING ON MARKETPLACES IN U.S. AND CANADIAN CURRENCIES
November 06, 2025

Updates to the Guidance Note are being made as part of the UMIR Guidance Update Project. This project is to make non-material cha...