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OSC PUBLISHES 2025 REPORT ON CANADIAN OTC DERIVATIVES

The Ontario Securities Commission (OSC) today published its Canadian OTC Derivatives 2025 Annual Report (the Report). The Report gathers publicly available data in one place, providing transparency a...

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CIRO
CIRO ALLEGES WRONGDOING BY FORMER DEALING REPRESENTATIVE WITH SCOTIA SECURITIES IN OTTAWA
May 21, 2026

CIRO has scheduled a hearing pursuant to the Mutual Fund Dealer Rules in the matter of Mazhar Hussain Malik, a former dealing rep...

CSA
CSA INVITES STAKEHOLDERS TO JOIN ITS TOKENIZATION WORKSHOP IN TORONTO
May 21, 2026

The Canadian Securities Administrators (CSA) invites interested stakeholders to join the livestream for its upcoming Toronto toke...

FINRA
FINRA SANCTIONS FIRMS FOR PENNY STOCK OVERSIGHT
May 21, 2026

Montreal-based broker-dealer, Pictet Overseas Inc., and an alternative trading system based in Florida, Blue Ocean ATS, are being...

FCA
FCA AND BANK OF ENGLAND SET OUT SHARED VISION FOR TOKENISATION IN UK WHOLESALE MARKETS
May 21, 2026

Tokenisation is the process of creating a digital representation of a real-world asset – such as a share, bond or unit of currenc...

CIRO
CIRO SANCTIONS FORMER REP WITH SUN LIFE FINANCIAL INVESTMENT SERVICES IN ST. JOHN, NB
May 18, 2026

A CIRO a hearing panel held a hearing pursuant to the Mutual Fund Dealer Rules and accepted a settlement agreement, with sanction...

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