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OSC PUBLISHES GAMIFICATION RESEARCH AND LAUNCHES NEW TRADING SIMULATION TOOL FOR INVESTOR EDUCATION MONTH

The Ontario Securities Commission (OSC) released a new report that studied the impact of gamification on investors. Along with this research, the OSC launched a new trading simulation tool for invest...

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BCSC
BCSC ALLEGES ILLEGAL DISTRIBUTION, UNREGISTERED TRADING CONNECTED TO B.C. - BASED CANNABIS COMPANY
October 10, 2024

The B.C. Securities Commission (BCSC) is alleging that three B.C.-based companies and several people connected to them illegally ...

SEC
SEC MONITORING IMPACT OF HURRICANE MILTON ON CAPITAL MARKETS
October 10, 2024

The Securities and Exchange Commission is closely monitoring the impact of Hurricane Milton on investors and capital markets. The...

SEC
SEC CHARGES "MAGIC MUSHROOM" COMPANY AND TWO INDIVIDUALS WITH MULTIMILLION DOLLAR PUMP-AND-DUMP SCHEME
October 10, 2024

The Securities and Exchange Commission charged Minerco Inc. (former over-the-counter ticker: MINE), Bobby Shumake Japhia, and Jul...

SEC
SEC CHARGES THREE SO-CALLED MARKET MAKERS AND NINE INDIVIDUALS IN CRACKDOWN ON MANIPULATION OF CRYPTO ASSETS OFFERED AND SOLD AS SECURITIES
October 10, 2024

The Securities and Exchange Commission announced fraud charges against three companies purporting to be market makers and nine in...

Investment Executive
TD AGREES TO SETTLE TRAILER FEE CLASS ACTION
October 10, 2024

TD Asset Management Inc. (TDAM) has reached a settlement in a proposed class action that alleged mutual fund investors were harme...

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