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CIRO NOTICE OF INTENTION TO RESIGN - JVK LIFE & WEALTH ADVISORY GROUP INC.

The Canadian Investment Regulatory Organization has been informed that JVK Life & Wealth Advisory Group Inc. intends to resign its membership. The resignation process has been initiated and Members w...

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SIMA
SIMA RELEASES 2025 ANNUAL STATISTICS REPORT
January 29, 2026

The Securities and Investment Management Association (SIMA) released its 2025 Annual Statistics Report, which provides data and c...

Investment Executive
SEC SETTLES ACCOUNT FRAUD ALLEGATIONS
January 29, 2026

Food giant Archer-Daniels-Midland Co. (ADM) is paying US$40 million to settle allegations of accounting and disclosure fraud from...

Investment Executive
U.S. SECURITIES CLASS-ACTION FILINGS DOWN, DAMAGES UP
January 29, 2026

The volume of U.S. securities class action activity declined in 2025, but the potential size of those claims soared, according to...

Investment Executive
CRYPTO FRAUDSTER FACES JAIL, RESTITUTION
January 29, 2026

A Chinese crypto fraudster was sentenced to 46 months in prison and ordered to pay US$26.9 million in restitution in a U.S. court...

CIRO
INVESTOR ALERT: UNION WISE FINANCIAL BANK IS IMPERSONATING CIRO REGISTERED FIRMS, AND FALSELY CLAIMS CIRO REGISTRATION
January 28, 2026

The Canadian Investment Regulatory Organization (CIRO) is warning investors about Union Wise Financial Bank, operating through th...