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CIRO NEW MEMBER - BROOKFIELD SECURITIES CANADA LP

Brookfield Securities Canada LP is admitted to membership in the Canadian Investment Regulatory Organization, as an Investment dealer, effective June 17, 2026. The head office is located at 181 Bay S...

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CIRO
CIRO NEW MEMBER - MICA CAPITAL INC.
June 19, 2026

MICA Capital Inc. is admitted to membership in the Canadian Investment Regulatory Organization, as a Mutual Fund dealer, effectiv...

CFTC
SEC, CFTC SEEK PUBLIC COMMENT TO FURTHER CLARIFY AND HARMONIZE DERIVATIVES PRODUCT DEFINITIONS
June 19, 2026

The Securities and Exchange Commission and the Commodity Futures Trading Commission issued a joint request for public comment on ...

CFTC
SEC, CFTC SEEK PUBLIC INPUT ON DATA REPORTING FRAMEWORKS FOR SECURITY-BASED SWAP AND SWAP MARKETS
June 19, 2026

The Securities and Exchange Commission and Commodity Futures Trading Commission issued a joint request for public comment on pote...

IOSCO
IOSCO PUBLISHES REPORT ON SUPERVISORY TECHNOLOGY (SUPTECH)
June 19, 2026

The International Organization of Securities Commissions (IOSCO) published its Report on Supervisory Technology (“SupTech”). The ...

FinCEN
FINCEN, AGENCIES PROPOSE RULE TO IMPLEMENT GENIUS ACT CUSTOMER IDENTIFICATION PROGRAM REQUIREMENT
June 19, 2026

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN), together with the Office of the Comptroller ...

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