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A SENIOR OFFICER OF THE AMF ELECTED TO IADI EXECUTIVE COMMITTEE

The Autorité des marchés financiers (the “AMF”) is pleased to announce that, Patrick Déry, AMF Superintendent, Financial Institutions, was elected to the Executive Council of the International Associ...

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IIAC
IIAC TO MANITOBA: TITLES ARE REGULATED BY CSA AND CIRO
October 02, 2023

On September 29, 2023, the IIAC advised that investors need financial advice and planning, not bureaucracy created to justify too...

SEC
SEC CHARGES ELECTRIC VEHICLE CO. FOR MISLEADING REVENUE PROJECTIONS AHEAD OF SPAC MERGER
October 02, 2023

The Securities and Exchange Commission charged Denver-based Spruce Power Holding Corporation, the successor to XL Fleet Corp., fo...

SEC
ALBEMARLE CORP. TO PAY SEC MORE THAN $103 MILLION TO SETTLE FCPA VIOLATIONS
October 02, 2023

The Securities and Exchange Commission announced that Charlotte-based Albemarle Corporation, a global specialty chemicals company...

SEC
SEC CHARGES NEWELL BRANDS AND FORMER CEO FOR MISLEADING INVESTORS ABOUT SALES PERFORMANCE
October 02, 2023

The Securities and Exchange Commission charged Newell Brands Inc., a Georgia-based consumer products company and its former CEO, ...

SEC
SEC CHARGES TWO CREDIT RATING AGENCIES, DBRS AND KBRA, WITH LONGSTANDING RECORDKEEPING FAILURES
October 02, 2023

The Securities and Exchange Commission announced charges against credit rating agencies DBRS Inc. and Kroll Bond Rating Agency, L...

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