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HUSBAND AND WIFE CONVICTED OF SECURITIES ACT OFFENCES

The Ontario Securities Commission (OSC) today announced that Marc and Helene Brunet of the Ottawa area have been convicted of quasi-criminal charges under the Securities Act (Ontario). The Brunets we...

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Investment Executive
COURT APPROVES $100-MILLION BMO CLASS ACTION SETTLEMENT OVER FX FEES
June 21, 2021

An Ontario court has approved a $100-million settlement in a class action against several Bank of Montreal (BMO) subsidiaries ove...

OSC
OSC SEEKS APPLICATIONS FOR MEDIATION PROGRAM
June 18, 2021

The Ontario Securities Commission (OSC) is seeking applications from qualified mediators interested in serving on the Enforcement...

BCSC
BCSC IMPOSES FINANCIAL SANCTIONS, MARKET BAN ON ARMSTRONG MAN FOR FAILING TO PROPERLY ASSESS IF INVESTMENTS WERE SUITABLE FOR CLIENTS
June 18, 2021

The British Columbia Securities Commission (BCSC) has reached a settlement agreement with a former portfolio manager for failing ...

AMF
2020-2021 AMF ENFORCEMENT REPORT PUBLISHED - POSITIVE RESULTS AMID THE PANDEMIC
June 18, 2021

The Autorité des marchés financiers (AMF) today published its Enforcement Report for the 2020-2021 fiscal year. The report presen...

TSX
PROPOSED AMENDMENTS TO INTRODUCE NEW DEFINITIONS TO TSX RULE BOOK AND TSXV RULE BOOK
June 18, 2021

TSX is proposing to add three new definitions to Rule 1-101 of the TSX Rulebook as follows: TSX Last Ask Price (“TSX Ask”), TSX ...

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