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FSRA PROPOSES DSC BAN FOR SEG FUNDS

Segregated fund sales under deferred sales charge (DSC) structures would be banned by mid-2023 under proposals from the Financial Services Regulatory Authority of Ontario (FSRA). The regulator has pr...

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Investment Executive
CROSS-SELLING OPPORTUNITIES PROMPT P&C BROKERAGES TO BUY ADVISORS
November 28, 2022

Property and casualty insurance brokerages are acquiring wealth management and retirement planning firms so they can cross-sell a...

Investment Executive
LEVERAGING TECHNOLOGY TO SERVE YOUR CLIENTS
November 28, 2022

New technologies can improve financial planning and make it accessible to more Canadians, panelists said Wednesday at FP Canada’s...

IIROC
IIROC FEE MODEL GUIDELINES - UPDATE NOVEMBER 2022
November 25, 2022

IIROC has updated the fee model guidelines (Guidance) to reflect implementation of the Interim Fee Model as part of the Amalgamat...

IIROC
INTEGRATION COST RECOVERY FEE MODEL GUIDELINES
November 25, 2022

The costs and expenses incurred relating to the Amalgamation and start-up of the New Self-Regulatory Organization of Canada (New ...

MFDA
MFDA INTERIM FEE MODEL
November 25, 2022

The MFDA has updated its fee model to reflect implementation of the Interim Fee Model as part of the Amalgamation with Investment...