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WARNING ON CRYPTO AND ROMANCE FRAUDS

The Canadian Anti-Fraud Centre (CAFC) and the Canadian Investment Regulatory Organization (CIRO) are raising awareness among Canadians about the increasing threat of sophisticated scams, particularly...

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CSA
CANADIAN SECURITIES REGULATORS ANNOUNCE MOVE TO T+1 SETTLEMENT CYCLE
May 28, 2024

The Canadian Securities Administrators (CSA) announced that rule amendments supporting the move to a shorter settlement cycle for...

AMF
THE AMF RELEASES ITS 2024-2025 ANNUAL STATEMENT OF PRIORITIES
May 28, 2024

The Autorité des marchés financiers (AMF) published its 2024-2025 Annual Statement of Priorities presenting the key initiatives a...

Investment Executive
ESMA REVIEWS FIND DISCLOSURE, GREENWASHING ISSUES
May 28, 2024

In conducting compliance reviews, including mystery shopping exercises, European regulators found failings in retail investor mar...

Investment Executive
FSRA SEEKS CRM2-LIKE DISCLOSURES FOR SEG FUNDS
May 28, 2024

The Financial Services Regulatory Authority of Ontario (FSRA) is aiming to bring CRM2-style disclosures to the segregated fund se...

Investment Executive
OSFI CONFRONTS RISING LIQUIDITY RISKS
May 28, 2024

Amid continued high interest rates, elevated stress in the financial system and financial benchmark reform, the Office of the Sup...