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CSA SEEKS COMMENT ON PROPOSED AMENDMENTS TO INVESTMENT FUND REPURCHASE TRANSACTIONS REQUIREMENTS

The Canadian Securities Administrators (CSA) published for comment proposed amendments that would provide harmonized exemptions from certain repurchase transactions requirements for reporting issuer ...

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OSC
OSC AND NSSMC UKRAINE PARTNER TO SHARE KNOWLEDGE ON REGULATORY ISSUES
September 18, 2026

The Ontario Securities Commission (OSC) hosted a three-part webinar series for the National Securities and Stock Market Commissio...

Montreal Exchange
AMENDMENTS TO THE RULES OF THE MONTREAL EXCHANGE REGARDING APPROVED PARTICIPANT"S ONGOING INFORMATION REQUIREMENTS
September 18, 2026

On July 31, 2025, the Self-Regulatory Oversight Committee of Montréal Exchange Inc. (the “Exchange”) approved amendments to the R...

SEC
SEC ISSUES "INNOVATION EXEMPTION" TO FACILITATE THE TRADING OF TOKENIZED NMS STOCK AND REQUEST FOR COMMENT
September 18, 2026

The Securities and Exchange Commission issued an order granting temporary, conditional exemptive relief to Tokenized Securities V...

FCA
FCA AND PARTNERS CONTINUES CRACKDOWN ON ILLEGAL CRYPTO TRADING
September 18, 2026

The FCA and partners have taken further action against illegal peer-to-peer crypto trading in London. The FCA has carried out fur...

NASAA
NASAA ANNOUNCES 2027 SYSTEM FEES FOR INVESTMENT ADVISER REGISTRATION DEPOSITORY SYSTEM
September 18, 2026

The North American Securities Administrators Association (NASAA) announced that the waiver of Investment Adviser Registration Dep...