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TRIBUNAL FINDS DAY TRADING PLATFORM ENGAGED IN "SPOOFING"

Ontario’s Capital Markets Tribunal has found that Oasis World Trading Inc. engaged in “spoofing,” but dismissed allegations of wash trading against the day trading platform and two of its executives....

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CFTC
CFTC RELEASES ADVISORY ON SELF-CERTFICATION OF AN EVENT CONTRACT SERIES
July 27, 2026

The Commodity Futures Trading Commission’s Division of Market Oversight issued an advisory reminding designated contract markets ...

CIRO
MODERNIZATION OF REQUIREMENTS FOR ACCOUNT TRANSFERS AND BULK ACCOUNT MOVEMENTS (IDPC RULE 4800, MFD RULE 2.12 AND CIRO RULE 4800)
July 24, 2026

A client service disruption can occur when a client decides to transfer their account from one firm to another and there are sign...

CIRO
OBSI JOINT REGULATORS COMMITTEE ANNUAL REPORT FOR 2025
July 24, 2026

This notice is being published jointly by the Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Org...

CSA
CSA PROPOSES TO CODIFY HIGHER LIMITS FOR LISTED ISSUER FINANCING EXEMPTION AFTER STRONG UPTAKE
July 24, 2026

The Canadian Securities Administrators (CSA) is seeking to codify increases to the amount of funds that qualified listed issuers ...

OSC
OSC ANNOUNCES ALLEGATIONS AGAINST CRAIG DUNKERLEY (BG WEALTH GROUP)
July 24, 2026

The Ontario Securities Commission (OSC) announced allegations against Craig Dunkerley and several related entities that were also...

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