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CRYPTO WORLD FUELLED BY HYPE — AND SECURITIES WATCHDOGS AREN’T AMUSED

Citing concerns about tactics designed to stoke investors’ fear of missing out, or FOMO, as well as issues surrounding unsubstantiated claims about the safety and efficiency of crypto platforms, Cana...

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SEC
FORMER WALL STREET ANALYST CHARGED WITH FRONT RUNNING
September 24, 2021

U.S. authorities allege that a former quantitative analyst with a New York-based asset manager carried out a multi-million dollar...

IIROC
FORTIFICATION CAPITAL INC. NAME CHANGE TO MOGOTRADE INC
September 24, 2021

As per IIROC, Fortification Capital Inc. has changed its name to "MogoTrade inc./MogoNégo inc." effective September 16th, 2021.

IIROC
BRANT SECURITIES LIMITED RESIGNS IIROC MEMBERSHIP
September 24, 2021

As per IIROC, Brant Securities Limited intends to resign its membership. The effective date is pending.

IIROC
IIROC Sanctions Former Toronto Investment Advisor
September 24, 2021

IIROC has sanctioned Scott Andrew Hanson, a former CIBC Investment Advisor based out of Toronto. IIROC found that between January...

IIROC
IIROC DROPS CHARGE AGAINST EX-PACE CCO
September 24, 2021

The Investment Industry Regulatory Organization of Canada (IIROC) has withdrawn disciplinary allegations against the former chief...

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