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REGENT CAPITAL PARTNERS INC. RESIGNS FROM IIROC MEMBERSHIP

The Investment Industry Regulatory Organization of Canada has been informed that Regent Capital Partners Inc. intends to resign its membership. The resignation process has been initiated the effectiv...

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Fintrac
ALBERTA RCMP FEDERAL POLICING OBTAIN CANADA-WIDE WARRANT FOR HUSBAND AND WIFE BELIEVED TO BE OPERATING MILLION-DOLLAR INVESTMENT SCAM
November 30, 2021

Following a complex investigation, the Alberta RCMP Integrated Market Enforcement Team (IMET) have obtained Canada-wide warrants ...

ESG
INSTITUTIONAL INVESTORS WILLING TO DITCH HOLDINGS OVER POOR ESG
November 30, 2021

Many institutional investors are looking to divest from companies that aren’t considering environmental, social and governance (E...

SEC
SEC WARNS ABOUT JUICING EXECUTIVE PAY
November 30, 2021

The practice of paying executives with share-based compensation shortly before announcing good news that boosts the value of thos...

OSFI
OSFI DELAYS FINAL BASEL III REFORMS TO Q2 2023
November 30, 2021

The Office of the Superintendent of Financial Institutions (OSFI) is pushing back final implementation of the Basel III reforms b...

IOSCO
REGULATORS AIM TO EXPAND ACCESS TO CENTRAL CLEARING
November 30, 2021

Global standard setters launched a consultation Monday on access to central clearing, which is crucial to one of the G20’s key po...