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GUIDANCE ON THE CIRO INVESTMENT DEALER CONTINUING EDUCATION PROGRAM

This guidance relates to CIRO’s continuing education program (CE Program) which is a requirement for applicable Approved Persons as set out in Investment Dealer and Partially Consolidated (IDPC) Rule...

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OSC
OSC PUBLISHES RESEARCH ON USING GAMIFICATION TO IMPROVE INVESTOR OUTCOMES
February 05, 2026

The Ontario Securities Commission (OSC) published its third behavioural science research report on gamification and retail invest...

OSC
OSC INVESTOR WARNINGS AND ALERTS FOR JANUARY 13 - FEBRUARY 3, 2026
February 05, 2026

The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or a...

Investment Executive
BANKERS SANCTIONED OVER PLOT TO TANK QATARI ECONOMY
February 05, 2026

A European private bank that allegedly sought to curry favour with a sovereign wealth fund by devising a plan to devalue Qatar’s ...

Investment Executive
AI"S NEXT CASUALTY MAY BE ASSET-BACKED SECURITIES
February 05, 2026

The rapid growth of technology, particularly the adoption of AI, is already seen as a threat to many jobs, democratic institution...

CIRO
CIRO MEMBER CHANGE OF CONTROL: GOODWOOD INC.
February 04, 2026

The Canadian Investment Regulatory Organization have approved a change of control whereby Nour Private Management Inc., an affili...

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