GF Securities (Canada) Company Limited has resigned from membership in the Investment Industry Regulatory Organization of Canada effective January 27, 2022.
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The MFDA has been informed that TeamMax Investment Corp. intends to resign its membership in the Mutual Fund Dealers Association ...
Financial firms will have to collect information from retail investors on their environmental, social and governance (ESG) invest...
The Canadian Securities Administrators (CSA) today announced amendments to National Instrument 94-101 Mandatory Central Counterpa...
In an effort to reduce needless compliance costs for the fund industry, the Canadian Securities Administrators (CSA) are proposin...
The MFDA has sanctioned Maryanne Leslie Yu, a former Scotia Securities representative based out of Saskatoon, Saskatchewan. The M...
IIROC FINES CANACCORD GENUITY CORP.
IIROC BANS, FINES FORMER ADVISOR $1 MILLION
MUJAHID ALI SYED AND SANJIV KATYAL CHARGED WITH SECURITIES FRAUD TARGETING MEMBERS OF THE PAKISTANI-CANADIAN COMMUNITY
OSC NOW HAS TWO EXECUTIVE DIRECTORS
