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NEW WEBCAST: PANEL AUDITORS ANNUAL CONFERENCE - NOVEMBER 2025

CIRO Investment Dealers may only use an approved panel auditor for the audit of their books and records. The partner responsible for the audit of an Investment Dealer must have attended the CPA Canad...

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CSA
CANADIAN SECURITIES REGULATORS" RELEASE UPDATED NUMBERS ON DISARMING MORE THAN 7,500 FRAUDULENT INVESTMENT WEBSITES
March 04, 2026

In recognition of Fraud Prevention Month, the Canadian Securities Administrators (CSA) released updated results from its effort t...

FCA
OPBAS IDENTIFIES AREAS WHERE ANTI-MONEY LAUNDERING SUPERVISORS CAN IMPROVE
March 04, 2026

The latest report from the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) finds there is still room for i...

Investment Executive
FUND COSTS DECLINING, THANKS TO NEW LAUNCHES: ESMA
March 04, 2026

Retail investment fund costs are declining, according to research from the European Securities and Markets Authority (ESMA), whic...

Investment Executive
SCOTIA REACHES NSF FEES CLASS ACTION SETTLEMENT
March 04, 2026

A proposed class action against Bank of Nova Scotia over the alleged double charging of insufficient funds fees has tentatively b...

Investment Executive
FCA TO REVIEW U.K."S NEW LISTING RULES
March 04, 2026

The UK’s Financial Conduct Authority (FCA) is planning a review of recently-adopted reforms to assess whether certain listing req...

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