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CIRO NOTICE OF INTENTION TO RESIGN - ALDERSLEY SECURITIES INC.

The Canadian Investment Regulatory Organization has been informed Aldersley Securities Inc. intends to resign its membership. The resignation process has been initiated and Members will be informed o...

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CIRO
CIRO ALLEGES MISAPPROPRIATION BY FORMER IA PRIVATE WEALTH REP FROM TERRACE, BC
October 29, 2026

CIRO has scheduled a disciplinary hearing for Kevin Bradley Marleau (Marleau), a former Registered Representative with iA Private...

FINRA
SIFMA FOUNDATION AND FINRA ANNOUNCES STRATEGIC ALLIANCE TO EXPAND INVESTOR EDUCATION
October 29, 2026

FINRA and the SIFMA Foundation announced a new strategic alliance to expand access to financial education for young people nation...

Investment Executive
SUNLIFE BRINGS ASSET MANAGERS UNDER GREENOAK BRAND
October 29, 2026

Sun Life Financial Inc. announced Monday that its SLC Management investment platform will adopt the GreenOak brand, bringing five...

CFFIM
BEYOND THE THRESHOLDS: RAISING THE STANDARD FOR TSX SENIOR LISTINGS
October 28, 2026

CFFiM advised that the Toronto Stock Exchanges (TSX) proposed amendments to its continued listing requirements (CLRs) do not yet ...

Investment Executive
TMX CEO WANTS TO SEE CANADIAN CAPITAL MARKETS COMPETE ON WORLD STAGE
October 28, 2026

The chief executive of TMX Group Ltd. says he’d like to see reduced regulatory and cost barriers for companies wanting to list on...

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