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OSC INVESTOR ALERT: JC TEAM CAPITAL INC. AND PARTHKUMAR JANI

The Ontario Securities Commission (OSC) is warning the public about JC Team Capital Inc., which is operating through the website jcteamcapital.com. JC Team Capital Inc. and its director, Mr. Parthkum...

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Investment Executive
FSRA IMPOSED $1.7M IN PENALTIES IN 2022-24
July 08, 2025

In the past two fiscal years, the Financial Services Regulatory Authority of Ontario (FSRA) imposed $1.7 million in administrativ...

CIRO
INVESTOR ALERT: FRAUDULENT WEBSITE IMPERSONATING FUNDS DIRECT CANADA INC. AND FALSELY CLAIMING CIRO REGISTRATION
July 07, 2025

The Canadian Investment Regulatory Organization (CIRO) is warning investors about FundsDirect Inc., a fraudulent entity operating...

CIRO
GUIDANCE ON TRADING HALT PROCEDURES FOR CDRS AND SINGLE-STOCK ETFS
July 07, 2025

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance on our approach to halting trading in certain Canad...

FCA
FCA - A NEW IMPROVED HANDBOOK WEBSITE
July 07, 2025

The new website has all the features users are familiar with, but makes it easier to: navigate and find the information you need,...

FCA
TWO INDIVIDUALS SENTENCED TO A COMBINED 12 YEARS FOR £1.5M CRYPTO FRAUD
July 07, 2025

Two individuals have been sentenced to a combined 12 years of imprisonment for their roles in a £1.5m crypto fraud following a pr...

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