search

CIRO MEMBER AMALGAMATION - HARBOURFRONT WEALTH MANAGEMENT INC. & K.J. HARRISON & PARTNERS INC.

The Canadian Investment Regulatory Organization has approved the amalgamation of CIRO members, Harbourfront Wealth Management Inc., an Investment Dealer, and K. J. Harrison & Partners Inc., an Invest...

Continue reading...

CIRO
INVESTOR ALERT: FRAUDULENT EMAILS IMPERSONATING INTERACTIVE BROKERS
July 30, 2026

The Canadian Investment Regulatory Organization (CIRO) is warning Canadian investors about fraudulent emails impersonating Intera...

CSA
CSA AND CIRO ISSUES GUIDANCE ON FOREIGN-LISTED ETF PRACTICES
July 30, 2026

The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have issued Staff Notice ...

SIMA
SIMA CALLS FOR GREATER TRANSPARENCY AND EFFICIENCY IN OSC FEE CHANGES
July 30, 2026

The Securities and Investment Management Association (SIMA) has submitted comments on the OSC’s proposed changes to regulatory fe...

Investment Executive
OSC RESPONDENT INDICTED IN U.S.
July 30, 2026

A Toronto-based film producer in the midst of enforcement proceedings brought by the Ontario Securities Commission (OSC) is now a...

Investment Executive
CRYPTO FUND MANAGER GETS JAIL FOR TAX EVASION
July 30, 2026

A crypto hedge fund manager who left the U.S., and misled U.S. tax authorities, has now been sentenced to three years in jail in ...

More from the news archive ⇨