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CIRO PILOTS PROGRAM TO SUPPORT SELF-REPRESENTED RESPONDENTS

The Canadian Investment Regulatory Organization (CIRO) has launched a pilot Hearings Assistance Program (HAP) to support self-represented respondents (SRRs) on procedural aspects of CIRO proceedings....

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CIRO
INVESTOR ALERT: NOVARIS FALSELY CLAIMING CIRO REGISTRATION
June 29, 2026

The Canadian Investment Regulatory Organization (CIRO) is warning investors about Novaris, a fraudulent cryptocurrency trading pl...

CIRO
CIRO NOTICE OF INTENTION TO RESIGN - WORLDSOURCE FINANCIAL MANAGEMENT INC.
June 29, 2026

The Canadian Investment Regulatory Organization has been informed that Worldsource Financial Management Inc. intends to resign it...

SEC
SEC, CFTC SEEK PUBLIC COMMENT ON THE HARMONIZATION OF PORTFOLIO MARGINING FRAMEWORKS
June 29, 2026

The Securities and Exchange Commission and the Commodity Futures Trading Commission issued a joint request for public comment on ...

FCA
FCA CONSULTS ON TARGETED CHANGES TO LISTING RULES FOR CLOSED-ENDED INVESTMENT FUND
June 29, 2026

The FCA has published a consultation paper on proposed changes to its UK Listing Rules for closed-ended investment funds, focused...

Investment Executive
WORLDSOURCE WEALTH TO UNIFY DEALER STRUCTURE UNDER ONE PLATFORM
June 29, 2026

Worldsource Wealth Management Inc. is planning to unify its dealer structure under a single platform, following its registration ...

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