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CIRO ALLEGES UNAUTHORIZED TRANSACTION AND PERSONAL FINANCIAL DEALINGS BY FORMER SCOTIA SECURITIES REP FROM OTTAWA, ON

CIRO alleged that Mazhar Hussain Malik, a former dealing representative with Scotia Securities Inc. from Ottawa, Ontario processed an unauthorized transaction in a client’s account, and engaged in pe...

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CIRO
HOUSEKEEPING AMENDMENTS TO FEE MODEL - ENDING OF TRANSITIONARY MEASURES DESCRIBED IN APPENDIX C AND APPENDIX B (PART 2) FOR MUTUAL FUND DEALERS OPERATING IN QUEBEC ON JUNE 30, 2026
April 10, 2026

The Canadian Investment Regulatory Organization (CIRO) is amending its Fee Model to end the transitionary measures described in A...

CIRO
CIRO MEMBER RESIGNATION - JVK LIFE & WEALTH ADVISORY GROUP INC.
April 10, 2026

JVK Life & Wealth Advisory Group Inc. has resigned from membership from the Canadian Investment Regulatory Organization. This res...

CSA
CSA PUBLISHES PROPOSED AMENDMENTS TO INSIDER REPORTING REQUIREMENTS FOR COMMENT
April 10, 2026

The Canadian Securities Administrators (CSA) published a notice and request for comment on a proposed amendment to Part 9 of Nati...

OSC
OPERATION ATLANTIC DISRUPTS MORE THAN $45 MILLION IN CRYPTOCURRENCY FRAUD, FREEZES $12 MILLION IN STOLEN FUNDS
April 10, 2026

On March 27, a week-long international law enforcement campaign by agencies in the United States, United Kingdom and Canada ident...

TMX
TMX REGULATORY DIVISION ANNUAL REPORT
April 10, 2026

The Regulatory Division of Montréal Exchange Inc. is publishing its annual report for the period of January 1 to December 31, 202...

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