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SEC PROPOSAL WOULD ADDRESS HOW INVESTMENT ADVISERS AND FUNDS CAN CUSTODY CRYPTO ASSETS UNDER THE FEDERAL SECURITIES LAW

The Securities and Exchange Commission proposed new rules and amendments to provide a tailored framework for the custody of crypto assets for registered investment advisers and regulated funds, i.e. ...

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FCA
FIRMS" CONFIDENCE, SATISFACTION AND TRUST IN THE FCA RISE
October 05, 2026

The latest FCA and Practitioner Panel survey shows rising levels of satisfaction, confidence and trust in the FCA among firms, al...

CSA
CSA SEEKS COMMENT ON PROPOSED INFORMATION TECHNOLOGY SYSTEM INTEGRITY RULE
October 02, 2026

The Canadian Securities Administrators (CSA) published for comment proposed National Instrument 26-101 Information Technology Sys...

OSC
JOHN NATIVIDAD GUILTY OF INSIDER TRADING
October 02, 2026

The Ontario Securities Commission (OSC) announced that John Natividad of Brampton, Ontario was sentenced on September 28, 2026, t...

OBSI
OBSI 2027 FEES FOR PARTICIPATING FIRMS
October 02, 2026

As a not-for-profit organization, OBSI recovers all its budgeted operating expenses from its participating firms each year. OBSI"...

SEC
SEC"S DIVISION OF EXAMINATIONS ANNOUNCES NEW EXAM HANDBOOK
October 02, 2026

The Securities and Exchange Commission’s Division of Examinations published its new handbook, “The SEC Exam Handbook: A Practical...

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