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CIRO PROPOSES NATIONAL 60-DAY STANDARD FOR INVESTOR COMPLAINT RESPONSES

The Canadian Investment Regulatory Organization (CIRO) is proposing rule amendments that will shorten the standard response time for investor complaints from 90 days to 60 days. When implemented, the...

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AMF
FINANCIAL LITERACY MONTH - UNDERSTANDING YOUR FINANCES IN THE ERA OF ARTIFICIAL INTELLIGENCE AND FINFLUENCERS
October 30, 2026

As part of Financial Literacy Month, the Autorité des marchés financiers (AMF) is focusing on the new factors that influence Québ...

SEC
TWO ENTITIES CHARGED IN $130 MILLION FRAUD SCHEME THAT USED FALSE SEC FILINGS TO BOOST INVESTOR CONFIDENCE
October 30, 2026

The Securities and Exchange Commission charged two foreign-operated, Colorado-incorporated entities, BG Wealth Sharing Ltd and DS...

Investment Executive
FINTRAC PLAGUED BY DELAYS, AUDITOR GENERAL FINDS
October 30, 2026

Canada’s financial intelligence watchdog is moving at a snail’s pace when it comes to providing law enforcement with information ...

Investment Executive
FCA SETTLES WITH CRYPTO EXCHANGE
October 30, 2026

Global crypto exchange HTX has reached an agreement with regulators to stop promoting its services in the U.K. Last year, the U.K...

CIRO
CIRO NOTICE OF INTENTION TO RESIGN - ALDERSLEY SECURITIES INC.
October 29, 2026

The Canadian Investment Regulatory Organization has been informed Aldersley Securities Inc. intends to resign its membership. The...

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