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IFIC MONTHLY INVESTMENT FUND STATISTICS - FEBRUARY 2023

The Investment Funds Institute of Canada (IFIC) announced investment fund net sales and net assets for February 2023. Mutual fund assets totalled $1.868 trillion at the end of February 2023. Assets d...

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CSA
CANADIAN SECURITIES REGULATORS PUBLISH DETAILED DATA FOR EIGHTH ANNUAL REVIEW OF REPRESENTATION OF WOMEN ON BOARDS IN CANADA
March 24, 2023

The securities regulatory authorities in Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan published the und...

CSA
CANADIAN SECURITIES REGULATORS ANNOUNCE RULES TO SUPPORT NEW SEDAR+ FILING SYSTEM
March 24, 2023

The Canadian Securities Administrators (CSA) published advance notice of adoption of rules requiring market participants to use a...

ASC
ASC SANCTIONS PAUL ANTHONY OGILVIE FOR BREACHING ALBERTA SECURITIES LAWS
March 24, 2023

The Alberta Securities Commission (ASC) has sanctioned Paul Anthony Ogilvie for making misrepresentations in connection with two ...

SEC
SEC CHARGES FINANCIAL ADVISER FOR MISAPPROPRIATING MORE THAN $1 MILLION FROM CURRENT, FORMER NBA PLAYERS
March 24, 2023

The Securities and Exchange Commission charged Darryl Matthew Cohen, a former investment adviser at a large financial institution...

SEC
SEC CHARGES THREE SALES AGENTS AT STRAIGHTPATH VENTURE PARTNERS WITH FRAUD AND UNREGISTERED BROKER ACTIVITY
March 24, 2023

The Securities and Exchange Commission charged Scott Hollender, Gabriel Migliano, Jr., and Frank Vecchio for selling interests in...

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