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CIRO MEMBER CHANGE OF CONTROL: GOODWOOD INC.

The Canadian Investment Regulatory Organization have approved a change of control whereby Nour Private Management Inc., an affiliate of Nour Private Wealth Inc. will acquire all the issued and outsta...

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CIRO
CIRO ISSUES GUIDANCE ON DIGITAL ASSET CUSTODY FOR CRYPTO-ASSET TRADING PLATFORMS
February 04, 2026

The Canadian Investment Regulatory Organization (CIRO) published a new Digital Asset Custody Framework, setting clear expectation...

FINRA
FACILITATING E-DELIVERY WHILE PRESERVING INVESTOR CHOICE
February 04, 2026

As part of FINRA Forward’s rule modernization initiative, FINRA’s Board recently approved updates to FINRA’s requirements for how...

Investment Executive
U.K. REGULATORS AIM TO HELP FIRMS SCALE UP
February 04, 2026

In recent years, regulators around the world have introduced regulatory sandboxes and other initiatives to help firms test and la...

Investment Executive
AI MODELS CAN FORECAST, BUT THEIR CHOICES ARE FLEXIBLE
February 04, 2026

As AI models are increasingly embraced by the financial industry, investors, and policymakers alike, new research from the U.S. F...

Investment Executive
BOILER ROOM BROKERS PLEAD GUILTY
February 04, 2026

The trio behind a “pre-IPO” boiler room investment scheme have pleaded guilty to a series of fraud and conspiracy charges. The sc...

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