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CIRO SANCTIONS FORMER BMO INVESTMENTS INC. REP FROM TORONTO, ON

CIRO sanctioned Tanziba Tahsin (Tahsin), a former Dealing Representative with BMO Investments Inc. from Toronto, Ontario. CIRO found that Tahsin misappropriated client funds. The following sanctions ...

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CIRO
CIRO ALLEGES OFF-BOOK TRANSACTIONS BY RESEARCH CAPITAL CORP. REP FROM CALGARY, AB
August 06, 2026

CIRO has scheduled a disciplinary hearing for Tumer Salih Bahcheli (Bahcheli), a dealing representative with Research Capital Cor...

SEC
SEC ESTABLISHES FINANCIAL REPORTING AND ACCOUNTING UNIT IN ENFORCEMENT DIVISION
August 06, 2026

The Securities and Exchange Commission announced it is establishing a new specialized unit within the Division of Enforcement to ...

FCA
FCA SIMPLIFIES IPO RULES TO SUPPORT UK LISTINGS
August 06, 2026

Companies will benefit from easier initial public offering (IPO) listings thanks to changes to the rules from the FCA. This will ...

Investment Executive
U.S. CRYPTO STARTUP FOUNDER CHARGED
August 06, 2026

A U.S. federal grand jury has indicted the founder of a crypto startup that raised millions from investors — ostensibly to financ...

CSA
INVESTOR ALERT: FRAUDSTERS IMPERSONATE UNION BANCAIRE PRIVEE, UBP SA TO TARGET CANADIAN INVESTORS
August 05, 2026

The Canadian Securities Administrators (CSA) is warning Canadians about an ongoing investment fraud involving the impersonation o...

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