search

SIMA"S FINFLUENCER RESEARCH REVEALS RISKS AND OPPORTUNITIES FOR INVESTMENT INDUSTRY AND INVESTORS

A new research paper on financial influencers, or “finfluencers,” released today by the Securities and Investment Management Association (SIMA), outlines the evolving relationship of investors with f...

Continue reading...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON VERSABANK
May 06, 2026

FINTRAC announced that it has imposed an administrative monetary penalty on VersaBank. Following a compliance assessment activity...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON RE/MAX TWIN CITY REALTY INC.
May 06, 2026

FINTRAC announced that it has imposed an administrative monetary penalty on RE/MAX Twin City Realty Inc., also operating as Twin ...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON BIRKS GROUP INC.
May 06, 2026

FINTRAC announced that it has imposed an administrative monetary penalty on Birks Group Inc., also operating as Birks. Following ...

SEC
SEC PROPOSES AMENDMENTS TO PERMIT OPTIONAL SEMIANNUAL REPORTING BY PUBLIC COMPANIES
May 06, 2026

The Securities and Exchange Commission proposed rule and form amendments that would give public companies the option of filing se...

Investment Executive
SEC DROPS CASE AGAINST VINDICATED CEO
May 06, 2026

The U.S. Securities and Exchange Commission (SEC) has dropped its enforcement case against a former CEO that it had accused of or...

More from the news archive ⇨
Friday, May 08, 2026
OPS2026
Tuesday, May 12, 2026
2026 ANNUAL CONFERENCE
Thursday, May 14, 2026
SIFMA OPERATIONS CONFERENCE & EXHIBITION