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CIRO"S SURVEY REVEALS INSIGHTS FOR FINANCIAL CONVERSATIONS FOR FINANCIAL LITERACY MONTH

As part of Financial Literacy Month, the Canadian Investment Regulatory Organization (CIRO) is encouraging Canadians to break the silence on money matters. According to CIRO’s latest Investor Survey,...

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ASC
JSOT CRIMINALLY CHARGES THOMAS NORMAN DAVID FIDDLER OF LETHBRIDGE WITH FRAUD AND MONEY LAUNDERING
November 05, 2024

The Alberta Securities Commission (ASC) and the Alberta RCMP Federal Policing Integrated Market Enforcement Team (IMET) announce ...

FCA
FCA WELCOMES PROJECT GUARDIAN"S FIRST INDUSTRY REPORT ON TOKENISATION
November 05, 2024

Project Guardian is an international collaboration of industry and regulators, led by the Monetary Authority of Singapore, that e...

NASAA
NASAA OPENS PUBLIC COMMENT PERIOD FOR PROPOSED REVISIONS TO ITS BROKER-DEALER CONDUCT MODEL RULE
November 05, 2024

The North American Securities Administrators Association (NASAA) is requesting public comments on proposed revisions to NASAA’s b...

Investment Executive
TRIBUNAL REJECTS TOUGHER SANCTIONS IN CRYPTO CASE
November 05, 2024

The Capital Markets Tribunal has banned the operators of an unregistered crypto trading scheme for 10 years and imposed financial...

CIRO
CIRO MEMBER RESIGNATION: PLANNING CIRCLE FINANCIAL GROUP INC.
November 04, 2024

The Canadian Investment Regulatory Organization has been informed that Planning Circle Financial Group Inc. intends to resign its...