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INVESTOR ALERT: A.G.P. CANADA INVESTMENTS ULC IMPERSONATION SCAM RESURFACES

The Canadian Investment Regulatory Organization (CIRO) is urging Canadian investors to stay vigilant against scammers impersonating A.G.P. Canada Investments ULC. This latest scheme involves a fraudu...

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CIRO
INVESTOR ALERT: WEALTHSPERE/HETXO.EXCHANGE AND STARSPANGLED MARKETS LTD.
March 21, 2025

The Canadian Investment Regulatory Organization (CIRO) is issuing a warning to Canadian investors regarding WealthSphere/Hetxo.ex...

FCA
FIRST FCA ENFORCEMENT ACTION AND FINE AGAINST A RECOGNISED INVESTMENT EXCHANGE
March 21, 2025

The FCA has fined the London Metal Exchange (LME) £9.2 million for failing to ensure its systems and controls were adequate to de...

IOSCO
IOSCO LAUNCHES NEW ALERTS PORTAL TO HELP COMBAT RETAIL INVESTMENT FRAUD
March 21, 2025

IOSCO is pleased to introduce its new investors alerts portal, a dedicated platform to help combat investment fraud globally. The...

Investment Executive
EUROPE"S WEALTH MANAGERS SET TO CONSOLIDATE: FITCH
March 21, 2025

Amid rising costs and competition, the European wealth management sector is ripe for further consolidation, says Fitch Ratings. I...

CFTC
CFTC"S OFFICE OF CUSTOMER EDUCATION AND OUTREACH RELEASES NEW ADVISORY ON FRAUD USING GENERATIVE AI
March 20, 2025

A new Commodity Futures Trading Commission customer advisory says generative artificial intelligence is making it increasingly ea...

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