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BCSC ALLEGES COMPANIES FAILED TO DISCLOSE DIRECTOR"S DISCIPLINARY HISTORY IN AGM MATERIALS

The BC Securities Commission (BCSC) is alleging that a B.C. resident and three companies connected to him provided false or misleading information to shareholders by failing to disclose his past misc...

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BCSC
B.C. MAN SENTENCED FOR BREACHING BCSC ORDER
July 20, 2026

A B.C. resident has been sentenced after pleading guilty to breaching an order of the BC Securities Commission (BCSC) by acting a...

CIRO
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES REP FROM BURLINGTON, ON
July 17, 2026

CIRO has scheduled a disciplinary hearing for Osama Navaid (Navaid), a former Registered Representative with Scotia Securities In...

CSA
CSA SEEKS COMMENT ON MODERNIZING THE REGULATION OF PUBLIC COMPANIES
July 17, 2026

The Canadian Securities Administrators (CSA) published a consultation paper (the Consultation Paper) seeking stakeholder input on...

SEC
SEC PROPOSES NEW E-DELIVERY APPROACH TO MAKE INFORMATION MORE READILY ACCESSIBLE AND USEFUL FOR INVESTORS
July 17, 2026

The Securities and Exchange Commission proposed Regulation E-Delivery, a new rule that would expand the ability of issuers, broke...

Investment Executive
EX-TD BANKERS LAND IN JAIL
July 17, 2026

A pair of former TD Bank employees in New York are going to jail for their roles in financial crimes that targeted the bank, incl...

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