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CIRO ALLEGES UNAUTHORIZED TRANSACTIONS BY FORMER SCOTIA SECURITIES INC. REP FROM SCARBOROUGH, ON

CIRO has scheduled a hearing for Kirishanth Chandran (Chandran), a former dealing representative with Scotia Securities Inc. from Scarborough, Ontario. CIRO alleges that Chandran opened new accounts ...

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CSA
CSA UPDATES NON-GAAP AND OTHER FINANCIAL MEASURES DISCLOSURE RULES AHEAD OF IFRS 18
October 16, 2026

The Canadian Securities Administrators (CSA) published in final form amendments to National Instrument 52-112 Non-GAAP and Other ...

BCSC
PROPOSED SIGNIFICANT CHANGES TO DISCONTINUE THE FEE REBATE MODEL AND REDUCE CORE CLEARING AND SETTLEMENT FEES
October 16, 2026

Staff of the Autorité des marchés financiers (AMF), the British Columbia Securities Commission (BCSC), and the Ontario Securities...

BCSC
INVESTOR ALERT: INTERNATIONAL RING USING "NEWS" ARTICLES TO PROMOTE STOCKS
October 16, 2026

The BC Securities Commission (BCSC) is warning investors that some articles about B.C. companies that appear to come from indepen...

ASC
ALNOOR FATEHALI NATHOO SETTLES WITH THE ASC FOR MARKET MANIPULATION AND INSIDER REPORTING VIOLATIONS
October 16, 2026

The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Alnoor Fatehali Nathoo of Calga...

NASAA
NASAA ANNOUNCES SETTLEMENT WITH WELLS FARGO AND MERRILL LYNCH OVER EXCESSIVE COMMISSIONS ON SMALL-DOLLAR TRADES
October 16, 2026

The North American Securities Administrators Association (NASAA) has announced a combined $4.4 million settlement with Wells Farg...

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