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"ADVANTAGES" TO THE PURCHASER OF A SECURITY

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding the application of the general principle that all advantages attached to a security go to the purchaser of the ...

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CIRO
FACILITATION OF A CLIENT SPECIAL SETTLEMENT TRADE AND DOUBLE PRINTING
February 24, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding a Participant’s ability to facilitate a c...

CIRO
ENTERING ORDERS ON BOTH SIDES OF THE MARKET
February 24, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance relating to the entry of orders on both sides of th...

CIRO
"WHEN ISSUED" TRADING
February 24, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding the ability of a Participant to trade in ...

BCSC
BCSC PENALIZES FIRM FOR BREACHING CHANGE-OF-AUDITOR REQUIREMENTS
February 23, 2026

The Executive Director of the BC Securities Commission (BCSC) has imposed a $12,000 administrative penalty on a Vancouver-based f...

FCA
INFLUENCERS FINED FOR ISSUING UNAUTHORISED FINANCIAL PROMOTIONS
February 23, 2026

Seven social media influencers have been sentenced at Southwark Crown Court for their role in the promotion of an unauthorised fo...

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