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MODERNIZATION OF REQUIREMENTS FOR ACCOUNT TRANSFERS AND BULK ACCOUNT MOVEMENTS (IDPC RULE 4800, MFD RULE 2.12 AND CIRO RULE 4800)

A client service disruption can occur when a client decides to transfer their account from one firm to another and there are significant delays in moving some or all of the client’s account positions...

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CIRO
OBSI JOINT REGULATORS COMMITTEE ANNUAL REPORT FOR 2025
July 24, 2026

This notice is being published jointly by the Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Org...

CSA
CSA PROPOSES TO CODIFY HIGHER LIMITS FOR LISTED ISSUER FINANCING EXEMPTION AFTER STRONG UPTAKE
July 24, 2026

The Canadian Securities Administrators (CSA) is seeking to codify increases to the amount of funds that qualified listed issuers ...

OSC
OSC ANNOUNCES ALLEGATIONS AGAINST CRAIG DUNKERLEY (BG WEALTH GROUP)
July 24, 2026

The Ontario Securities Commission (OSC) announced allegations against Craig Dunkerley and several related entities that were also...

OSC
CSA STAFF NOTICE 45-330 (REVISED) FREQUENTLY ASKED QUESTIONS ABOUT THE LISTED ISSUER FINANCING EXEMPTION
July 24, 2026

The purpose of this notice is to answer some of the frequently asked questions (FAQs) on the listed issuer financing exemption un...

FCA
FCA DECIDES TO BAN FATHER AND SON FOLLOWING FRAUD AND MISUSE OF CLIENT MONEY
July 24, 2026

The FCA has decided to ban a father and son from UK financial services after the High Court found that they had engaged in fraud ...

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