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MODERNIZATION OF REQUIREMENTS FOR ACCOUNT TRANSFERS AND BULK ACCOUNT MOVEMENTS (IDPC RULE 4800, MFD RULE 2.12 AND CIRO RULE 4800)

A client service disruption can occur when a client decides to transfer their account from one firm to another and there are significant delays in moving some or all of the client’s account positions...

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CIRO
OBSI JOINT REGULATORS COMMITTE ANNUAL REPORT FOR 2025
July 24, 2026

This notice is being published jointly by the Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Org...

CSA
CSA PROPOSES TO CODIFY HIGHER LIMITS FOR LISTED ISSUER FINANCING EXEMPTION AFTER STRONG UPTAKE
July 24, 2026

The Canadian Securities Administrators (CSA) is seeking to codify increases to the amount of funds that qualified listed issuers ...

OSC
OSC ANNOUNCES ALLEGATIONS AGAINST CRAIG DUNKERLEY (BG WEALTH GROUP)
July 24, 2026

The Ontario Securities Commission (OSC) announced allegations against Craig Dunkerley and several related entities that were also...

CIRO
CIRO HIGHLIGHTS ENFORCEMENT ACTIVITIES AND ACHIEVEMENTS IN 2025-2026 ENFORCEMENT REPORT
July 23, 2026

The Canadian Investment Regulatory Organization (CIRO) released its annual Enforcement Report highlighting the previous year’s en...

CIRO
JOINT REGULATORS COMMITTEE RECEIVES OBSI INDEPENDENT EVALUATOR"S REPORT
July 23, 2026

In response to the release of the independent evaluator’s report of the Ombudsman for Banking Services and Investments (OBSI) pub...

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