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CIRO SEEKS NEW MEMBERS FOR ITS INVESTOR ADVISORY PANEL

The Canadian Investment Regulatory Organization (CIRO) is inviting applications for membership in its Investor Advisory Panel (IAP). The IAP is an independent advisory panel of experts in investor is...

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SEC
SEC PROPOSES AMENDMENTS TO REDUCE BURDENS IN REPORTING OF FUND PORTFOLIO HOLDINGS
February 19, 2026

The Securities and Exchange Commission proposed amendments to the form used by most registered investment companies to report por...

FCA
TRIBUNAL UPHOLDS BANS AND FINES FOR RECKLESS ADVISER AND FUND MANAGER
February 19, 2026

The Upper Tribunal has upheld the FCA"s decisions to ban Stephen Joseph Burdett and James Paul Goodchild from working in financia...

Investment Executive
CANADIAN LENDERS ASSOCIATION ACQUIRES REGULATORY TECH BODY
February 19, 2026

The Canadian Lenders Association (CLA) announced on Tuesday that it’s acquiring the Canadian Regulatory Technology Association (C...

Investment Executive
BOC HITS FINTECH WITH COMPLIANCE ORDER
February 19, 2026

Citing concerns about missing money, the Bank of Canada has ordered fintech firm XTM Inc. to immediately halt retail payment acti...

Investment Executive
CIRO FACES SECOND POTENTIAL CLASS ACTION FOLLOWING DATA BREACH
February 19, 2026

An investor and a former registrant whose personal data were stolen in the Canadian Investment Regulatory Organization’s (CIRO) c...

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