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CEO PAYS BCSC $25,000 FOR LATE INSIDER REPORTS

The CEO of a publicly-traded junior mineral exploration company has paid $25,000 to the BC Securities Commission (BCSC) for failing to file timely reports of his securities trading activity. Andrew P...

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Investment Executive
NBF SANCTIONED FOR SUPERVISORY SHORTCOMINGS
April 14, 2026

In a settlement with regulators, investment dealer, National Bank Financial Inc. (NBF), agreed to pay $1 million to resolve alleg...

Investment Executive
OSC SECURES BAN ON CANADIAN CONVICTED IN U.S.
April 14, 2026

Ontario’s Capital Markets Tribunal has banned another Canadian convicted of securities-related criminal charges in the U.S. The O...

Investment Executive
FRAUD CONVICTION THAT FOLLOWED INITIAL ACQUITTAL FACES NEW APPEAL
April 14, 2026

A man convicted of securities fraud for allegedly misleading investors about the assets backing a crypto token has been granted l...

Investment Executive
FOR WHISTLEBLOWERS, IT MATTERS WHO KNOCKS FIRST
April 14, 2026

Whistleblowers looking to cash in on the U.S. Securities and Exchange Commission’s (SEC) reward program that has paid hundreds of...

OSC
OSC ANNOUNCES ALLEGATIONS AGAINST EMERITA RESOURCES CORP. AND ASSOCIATED INDIVIDUALS
April 13, 2026

The Ontario Securities Commission (OSC) announced enforcement proceedings against Emerita Resources Corp., five of its directors ...

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