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CIRO MEMBER AMALGAMATION - HARBOURFRONT WEALTH MANAGEMENT INC. & K.J. HARRISON & PARTNERS INC.

The Canadian Investment Regulatory Organization has approved the amalgamation of CIRO members, Harbourfront Wealth Management Inc., an Investment Dealer, and K. J. Harrison & Partners Inc., an Invest...

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CIRO
PROPOSED CRYPTO TRADING PLATFORM REGULATION FEE MODEL
July 31, 2026

The Canadian Investment Regulatory Organization (CIRO) is proposing a new Crypto Fee Model designed to recover crypto surveillanc...

ASC
CATALX AND CEO SETTLE WITH ASC FOR BREACHES OF UNDERTAKING OBLIGATIONS
July 31, 2026

The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with CatalX CTS Ltd. (operating as C...

PMAC
PMAC: PROPOSED AMENDMENTS TO OSC RULE 13-502 FEES, OSC RULE 13-503 (COMMODITY FUTURES ACT) FEES AND PROPOSED CHANGES TO THEIR COMPANION POLICIES
July 31, 2026

The consultation includes a number of proposed changes to participation fees, activity fees, late fees and the introduction of an...

Investment Executive
CFTC TACKLES RISKS OF VERTICAL INTEGRATION
July 31, 2026

Amid a growing trend towards vertical integration in the derivatives trading business, the U.S. Commodity Futures Trading Commiss...

Investment Executive
FIRM FAILED TO DISCLOSE HIGH COMMISSIONS: FCA
July 31, 2026

A firm that approved misleading disclosures that failed to advise investors about high sales commissions was censured by the U.K....

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