The CSA published for comment a notice outlining a proposed Trading Fee Rebate Pilot Study to examine the effects of a prohibitio...
CN Editor
December 30, 2018
OSC PUBLISHES GUIDANCE ON ENFORCEMENT INVESTIGATIONS AND DOCUMENT PRODUCTION
OSC SEEKS APPLICATIONS FOR INVESTMENT FUNDS TECHNICAL ADVISORY COMMITTEE
INTERNATIONAL ONLINE TRADING PLATFORMS PAY MORE THAN $4 MILLION FOLLOWING SETTLEMENT WITH THE OSC
OSC WHISTLEBLOWER PROGRAM MARKS FIVE-YEAR MILESTONE, PRAISES CONTRIBUTIONS OF WHISTLEBLOWERS
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS