The OBSI released its OBSI e-News for Q4/2018 which includes a summary of the topline complaints data comparing fiscal years 2017...
CN Editor
January 01, 2019
FINANCE REVIEWS COMPLAINT-HANDLING SYSTEM OF BANKS
OBSI REPORTS CASE DATA FOR Q2
CASES ARE UP AT OBSI, BUT CLIENT COMPENSATION IS DOWN
IOSCO SETS GUIDANCE ON ADDRESSING INVESTOR COMPLAINTS
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS