The IIAC wrote to the OSC on Dec 10, 2018 regarding the the recent decision by the US SEC relating to market data fees, and the a...
CN Editor
January 01, 2019
ASC ANNOUNCES TEMPORARY FEE COORDINATION APPROACH WITH CIRO TO KEEP REGISTRATION COSTS NEUTRAL
FCA SETS OUT NEXT PHASE OF SMARTER, MORE EFFECTIVE REGULATION
FCAC FINES BMO $4M FOR OVERCHARGING FEES
AMENDMENTS TO THE LIST OF FEES OF MONTREAL EXCHANGE INC. EFFECTIVE MARCH 2, 2026
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE