The IIAC wrote to the OSC on Dec 10, 2018 regarding the the recent decision by the US SEC relating to market data fees, and the a...
CN Editor
January 01, 2019
BC NOTICE 2026/06 - CONSULTATION ON PROPOSED FEE CHANGES
U.S. FIRM SETTLES OVERCHARGING ALLEGATION
OSC PROPOSES AMENDMENTS TO FEE RULES
ASC ANNOUNCES TEMPORARY FEE COORDINATION APPROACH WITH CIRO TO KEEP REGISTRATION COSTS NEUTRAL
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS