The IIAC wrote to the OSC on Dec 10, 2018 regarding the the recent decision by the US SEC relating to market data fees, and the a...
CN Editor
January 01, 2019
OSC PROPOSES AMENDMENTS TO FEE RULES
ASC ANNOUNCES TEMPORARY FEE COORDINATION APPROACH WITH CIRO TO KEEP REGISTRATION COSTS NEUTRAL
FCA SETS OUT NEXT PHASE OF SMARTER, MORE EFFECTIVE REGULATION
FCAC FINES BMO $4M FOR OVERCHARGING FEES
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HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
CIRO ALLEGES GATEKEEPER FAILURE BY FORMER BMO NESBITT BURNS REP FROM MONTREAL, QC
OSC"S APPEAL OF PRIVACY DECISION REJECTED