The IIAC commented to the CSA on the proposed amendments to NI 81-105 Mutual Fund Sales Practices and related consequential amen...
CN Editor
January 01, 2019
THE INVESTMENT INDUSTRY ASSOCIATION OF CANADA (IIAC) EVOLVES WITH NEW NAME: THE CANADIAN FORUM FOR FINANCIAL MARKETS (CFFIM)
IIAC ANNOUNCES NEW NAME, RECOMMITS TO CATALYSING CHANGE: WEALTH PROFESSIONAL
IIAC PODCAST: FROM LAMBS TO LIONS: COMPETITION IS THE PATH TO COMPETITIVENESS (PART 2)
IIAC PODCAST: FROM LIONS TO LAMBS: THE DECLINE OF CANADIAN COMPETITIVENESS (PART 1)
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
OSC SEEKS TO ENFORCE D&O SANCTIONS
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.