• Home
  • News
  • Calendar
  • Events
  • FAQs
    • bookmarks Reading List
    • settings My Profile
    • settings Admin Settings
    • verified_user Admin Panel
    • exit_to_app Logout

IIAC Comments on Proposed Amendments to NI 81-105 Mutual Fund Sales Practices

edit delete

The IIAC commented to the CSA on the proposed amendments to NI 81-105 Mutual Fund Sales Practices and related consequential amen...


You need to be a subscriber to view this article. It's free!
Sign In / Sign Up
IIACReportsMutual Fund Sales practices

CN Editor

January 01, 2019

Click here to view source article
favorite_border

facebook turned_in_not

Related Articles

IIAC COMMENTS TO THE CSA REQUEST FOR FEEDBACK ON DECEMBER 2022 SEC MARKET STRUCTURE PROPOSALS AND POTENTIAL IMPACT ON CANADIAN CAPITAL MARKETS

December 06, 2023

IIAC RECOMMENDATION TO THE PROPOSED AMENDMENTS TO THE SECURITIES ACT, COMMODITY FUTURES ACT, AND THE FINANCIAL SERVICES REGULATORY AUTHORITY OF ONTARIO ACT, 2016, THAT WOULD REDUCE THE MINIMUM CONSULTATION PERIOD FOR PROPOSED RULES MADE BY FSRA AND THE OSC FROM 90 DAYS TO 60 DAYS

December 01, 2023

IIAC TO MANITOBA: TITLES ARE REGULATED BY CSA AND CIRO

October 02, 2023

IIAC: RECOMMENDATIONS FOR OSC ENFORCEMENT MONEY

September 25, 2023
SUBSCRIBE

Feedback

Thank you for the feedback!!

A PERFECT STORM LIES AHEAD FOR ADVISORS AND DEALERS

November 21, 2023

BANK CUSTOMER QUESTIONS SIGNIFICANT FEES CHARGED TO HIS BUSINESS ACCOUNT

November 02, 2023

FINTRAC PUBLISHES ITS 2022-23 ANNUAL REPORT, SAFE CANADIANS, SECURE ECONOMY

December 05, 2023

CIRO SANCTIONS POLLITT & CO. INC. FOR INTERNAL CONTROL VIOLATIONS

November 06, 2023

Home · About · Privacy Policy · Terms & Conditions · FAQs · Contact Us

Comarm Solutions Inc. ©

67 Yonge St Suite 601
Toronto ON M5E 1J8

+1 416 304 9482

support@compliancenews.ca



Compliance News is a website dedicated to keeping securities compliance professionals up-to-date and well informed.