The IIAC commented to the CSA on the proposed amendments to NI 81-105 Mutual Fund Sales Practices and related consequential amen...
CN Editor
January 01, 2019
IIAC COMMENTS TO THE CSA REQUEST FOR FEEDBACK ON DECEMBER 2022 SEC MARKET STRUCTURE PROPOSALS AND POTENTIAL IMPACT ON CANADIAN CAPITAL MARKETS
IIAC RECOMMENDATION TO THE PROPOSED AMENDMENTS TO THE SECURITIES ACT, COMMODITY FUTURES ACT, AND THE FINANCIAL SERVICES REGULATORY AUTHORITY OF ONTARIO ACT, 2016, THAT WOULD REDUCE THE MINIMUM CONSULTATION PERIOD FOR PROPOSED RULES MADE BY FSRA AND THE OSC FROM 90 DAYS TO 60 DAYS
IIAC TO MANITOBA: TITLES ARE REGULATED BY CSA AND CIRO
IIAC: RECOMMENDATIONS FOR OSC ENFORCEMENT MONEY
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