Toronto-based Mackenzie Financial Corp. is the latest financial services firm to face a proposed class-action lawsuit in connecti...
CN Editor
January 01, 2019
NOTICE OF COMMISSION APPROVAL OF OSC RULE 81-510 DEALER REBATES OF TRAILING COMMISSIONS
ONTARIO COURT APPROVES TRAILER FEE CLASS ACTION DEAL
TD AGREES TO SETTLE TRAILER FEE CLASS ACTION
TRAILER FEE CLASS ACTION AGAINST RBC CERTIFIED
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS