Banwell Financial Inc. has resigned from Membership in the Mutual Fund Dealers Association of Canada. Banwell Financial Inc. was...
CN Editor
January 06, 2019
CIRO MEMBER NAME CHANGE: NATIONAL BANK SAVINGS AND INVESTMENTS INC.
WEBSITE CONSOLIDATION: PHASE 2 UPDATE
CIRO MEMBER AMALGAMATION - VENTUM FINANCIAL CORP. AND ECHELON WEALTH PARTNERS INC.
CIRO MEMBER NAME CHANGE - LEEDE FINANCIAL INC.
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ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION