The IIAC released a Study that analyzes some of the risks Canada’s ETF market may face in the unlikely event of crisis conditions...
CN Editor
January 08, 2019
CSA AND CIRO ISSUES GUIDANCE ON FOREIGN-LISTED ETF PRACTICES
SEC SEEKS PUBLIC COMMENT ON NOVEL EXCHANGE-TRADED FUNDS
CFFIM: FROM EXEMPTION TO EXPANSION: INSIDER REPORTING AND SINGLE-ISSUER ETFS
SEC PUBLISHES DATA ON EXCHANGE TRADED FUNDS AND FUND MERGERS; UPDATED STATISTICS ON MUNICIPAL ADVISORS, TRANSFER AGENTS, AND SECURITY-BASED SWAP DEALERS
Thank you for the feedback!!
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET
TOP COURT DECLINES TO HEAR APPEAL IN OSC CASE