Securities lawyer Blair Wiley has joined Wealthsimple as its general counsel and head of regulatory affairs. Wiley had been a pa...
January 08, 2019
OPERATOR OF FAKE ROBO ADVISOR ADMITS FRAUD
SEC SCOLDS SCHWAB OVER ROBO DISCLOSURES
TRADING APPS, FINFLUENCERS, CRYPTO TO FACE SEC SCRUTINY
SEC FINDS PERVASIVE PROBLEMS AT U.S. ROBOS
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CIRO ALLEGES PI FINANCIAL CORP REP FAILED IN HIS GATEKEEPER OBLIGATIONS
COMPETENCY PROFILES FOR APPROVED PERSONS (INVESTMENT DEALERS)
SEC CHARGES VIRTU FOR FALSE AND MISLEADING DISCLOSURES RELATING TO INFORMATION BARRIERS
CIRO ADVISORY COMMITTEES