Securities lawyer Blair Wiley has joined Wealthsimple as its general counsel and head of regulatory affairs. Wiley had been a pa...
CN Editor
January 08, 2019
FIRM FAILED TO DISCLOSE CONFLICT IN ASSET ALLOCATION: SEC
WEALTHSIMPLE LAUNCHES PRIVATE EQUITY FUND
OPERATOR OF FAKE ROBO ADVISOR ADMITS FRAUD
SEC SCOLDS SCHWAB OVER ROBO DISCLOSURES
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CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET
TOP COURT DECLINES TO HEAR APPEAL IN OSC CASE