Securities lawyer Blair Wiley has joined Wealthsimple as its general counsel and head of regulatory affairs. Wiley had been a pa...
CN Editor
January 08, 2019
WEALTHSIMPLE LAUNCHES PRIVATE EQUITY FUND
OPERATOR OF FAKE ROBO ADVISOR ADMITS FRAUD
SEC SCOLDS SCHWAB OVER ROBO DISCLOSURES
TRADING APPS, FINFLUENCERS, CRYPTO TO FACE SEC SCRUTINY
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS