Securities lawyer Blair Wiley has joined Wealthsimple as its general counsel and head of regulatory affairs. Wiley had been a pa...
January 08, 2019
OPERATOR OF FAKE ROBO ADVISOR ADMITS FRAUD
SEC SCOLDS SCHWAB OVER ROBO DISCLOSURES
TRADING APPS, FINFLUENCERS, CRYPTO TO FACE SEC SCRUTINY
SEC FINDS PERVASIVE PROBLEMS AT U.S. ROBOS
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OSC TAKES HEAT FOR WHAT IT"S NOT PRIORITIZING
IT"S TIME TO MAKE REMOTE BRANCH INSPECTIONS PERMANENT
TD BANK TO PAY US$1.2 BILLION TO SETTLE STANFORD PONZI SCHEME LAWSUIT
OSC ALLOWED TO USE EVIDENCE COLLECTED IN CRIMINAL CASE, PANEL FINDS