IIROC reviewed the thresholds used to capture “small” orders in the Dark Order Requirements and found that orders for low-priced...
CN Editor
January 11, 2019
NEW SRO INVESTOR ALERT: SOHOCAPITALGROUP
NEW SRO LIST OF FOREIGN EXCHANGE (FX) SPOT RISK MARGIN RATES FOR CANADIAN AND U.S. BASE CURRENCY ACCOUNTS
SEC FINALIZES RULES TO REDUCE RISKS IN CLEARANCE AND SETTLEMENT
SEC PROPOSES REVISION TO PRIVACY ACT RULE
Thank you for the feedback!!
OSC TAKES HEAT FOR WHAT IT"S NOT PRIORITIZING
IT"S TIME TO MAKE REMOTE BRANCH INSPECTIONS PERMANENT
TD BANK TO PAY US$1.2 BILLION TO SETTLE STANFORD PONZI SCHEME LAWSUIT
OSC ALLOWED TO USE EVIDENCE COLLECTED IN CRIMINAL CASE, PANEL FINDS