IIROC reviewed the thresholds used to capture “small” orders in the Dark Order Requirements and found that orders for low-priced...
CN Editor
January 11, 2019
CANADIAN SECURITIES REGULATORS ANNOUNCE TEMPORARY EXEMPTIONS FOR DERIVATIVES DEALERS AND ADVISERS
ESMA SEEKS REFORMS TO TRADING RULES
UNOFFICIAL CONSOLIDATION OF COMPANION POLICY 52-112 - NON-GAAP AND OTHER FINANCIAL MEASURES DISCLOSURE
TRIBUNAL TRIMS SANCTIONS AGAINST FORMER REP
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TD BANK ORDERED TO IDENTIFY WHISTLEBLOWER
B.C. FIRM AND FORMER CEO AGREE TO PAY NEARLY HALF A MILLION DOLLARS FOR COMPLIANCE DEFICIENCIES
FAKE INVESTMENT FIRM SANCTIONED
AMF ENTERS INTO AN AGREEMENT WITH APPLE CANADA INC.