Investment bank Haywood Securities Inc. is defending its work on a recent Aphria Inc. deal after two short-sellers took aim at th...
CN Editor
January 11, 2019
CAPITAL MARKETS TRIBUNAL ISSUES ITS REASONS AND DECISION RE: CORMARK SECURITIES AND JEFF KENNEDY
SHORT-SELLING CONSULTATION COMES UP SHORT
CIRO PROPOSED AMENDMENTS RESPECTING THE REASONABLE EXPECTATION TO SETTLE A SHORT SALE
CIRO PROPOSED GUIDANCE ON UMIR REQUIREMENTS RELATED TO SHORT SELLING AND FAILED TRADES
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CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
EXEMPTIONS GRANTED BY CIRO IN 2023
CANADIAN SECURITIES REGULATORS EXPLORE STREAMLINING REGISTRATION DELEGATION TO THE CANADIAN INVESTMENT REGULATORY ORGANIZATION