The FCA placed on their website a letter addressed to the CEOs of all regulated firms to remind them of their responsibilities re...
CN Editor
January 11, 2019
FCA REVIEW FINDS CFD PROVIDERS MAY BE FAILING TO DELIVER FAIR VALUE TO CONSUMERS
FCA PARTNERS WITH SINGAPORE TO DRIVE GROWTH AND AI INNOVATION
U.K. LAUNCHES STABLECOIN REGULATION CONSULTATION
B.C. MAN AND HIS COMPANY AGREE TO PAY $4 MILLION TO BCSC FOR FRAUD, MISREPRESENTATION AND ILLEGAL DISTRIBUTION
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP