IIROC has been informed that Sprott Private Wealth LP has changed its name to: Sprott Capital Partners LP. The change is effecti...
CN Editor
January 23, 2019
SHORT-SELLING DEALERS STAY SECRET
CIRO MEMBER NAME CHANGE: ATB CAPITAL MARKETS CORP.
CIRO MEMBER NAME CHANGE: INTELLIGENTINVESTING SECURITIES INC.
CIRO MEMBER CHANGE OF CONTROL: GOODWOOD INC.
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS