The MFDA alleges that Blaise Leslie Szekely ("Szekely"), a former mutual fund salesperson with Global Maxfin Investments Inc. ("G...
CN Editor
January 23, 2019
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB
CIRO ALLEGES UNAUTHORIZED TRANSACTIONS BY FORMER SCOTIA SECURITIES INC. REP FROM SCARBOROUGH, ON
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES INC REP FROM OAKVILLE, ON
CIRO ALLEGES HARBOURFRONT WEALTH MANAGEMENT REP FAILED TO USE DUE DILIGENCE TO ENSURE INVESTMENT RECOMMENDATIONS WERE SUITABLE FOR CLIENTS
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