The MFDA has been informed that Lincluden Mutual Fund Dealer Inc. intends to resign its membership in the MFDA. The resignatio...
CN Editor
January 23, 2019
CIRO MEMBER AMALGAMATION - IPC SECURITIES CORPORATION & CANADA LIFE SECURITIES LTD.
COINSQUARE CAPITAL MARKETS - CHANGE IN CONTROL
CIRO MEMBER NAME CHANGE: ATB CAPITAL MARKETS CORP.
CIRO MEMBER NAME CHANGE: INTELLIGENTINVESTING SECURITIES INC.
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS