FCA lists 15 cases where fines were levied in 2018. The total amount of fines is £60,467,212.
CN Editor
January 23, 2019
CIRO ALLEGES MISAPPROPRIATION BY FORMER IA PRIVATE WEALTH REP FROM TERRACE, BC
FCA CALLS ON PRIVATE MARKET FIRMS TO MANAGE CONFLICTS OF INTEREST IN LINE WITH RAPID GROWTH
FCA RESTRICTS 6 FIRMS FOLLOWING CONCERNS OVER ANTI-MONEY LAUNDERING CONTROLS
FORMER CHIEF EXECUTIVE BANNED AFTER MISCONDUCT LED TO £4M LOSSES IN HIGH-RISK INVESTMENTS
Thank you for the feedback!!
RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
OSC FLAGS ISSUES WITH INDUSTRY AI USE
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
NEW WEALTH GROUP LAUNCHES PM BUSINESS COMBINING 4 FIRMS