FCA lists 15 cases where fines were levied in 2018. The total amount of fines is £60,467,212.
CN Editor
January 23, 2019
FCA APPOINTS EXECUTIVE DIRECTORS TO CO-LEAD ENFORCEMENT AND MARKET OVERSIGHT
FCA PLACES RESTRICTION ON INDEPENDENTLY EAST LTD
FCA OUTLINES WHERE IMPROVEMENTS ARE NEEDED IN ESG BENCHMARKS
NEW SRO ALLEGES PFSL INVESTMENTS CANADA LTD REP USED ALTERED AND PRE-SIGNED ACCOUNT FORMS
Thank you for the feedback!!
OSC TAKES HEAT FOR WHAT IT"S NOT PRIORITIZING
IT"S TIME TO MAKE REMOTE BRANCH INSPECTIONS PERMANENT
TD BANK TO PAY US$1.2 BILLION TO SETTLE STANFORD PONZI SCHEME LAWSUIT
OSC ALLOWED TO USE EVIDENCE COLLECTED IN CRIMINAL CASE, PANEL FINDS