FCA lists 15 cases where fines were levied in 2018. The total amount of fines is £60,467,212.
CN Editor
January 23, 2019
U.K. COURT ORDERS CRYPTO CONFISCATION
TWENTY-FOUR CFD FIRMS CLOSING IN CRACKDOWN ON MISUSE OF UK AUTHORISATION
CIRO ALLEGES HARBOURFRONT WEALTH MANAGEMENT REP FAILED TO USE DUE DILIGENCE TO ENSURE INVESTMENT RECOMMENDATIONS WERE SUITABLE FOR CLIENTS
FCA AND PARTNERS CONTINUES CRACKDOWN ON ILLEGAL CRYPTO TRADING
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET
TOP COURT DECLINES TO HEAR APPEAL IN OSC CASE