FCA lists 15 cases where fines were levied in 2018. The total amount of fines is £60,467,212.
CN Editor
January 23, 2019
FCA SETS LANDMARK CRYPTO RULES TO CEMENT THE UK"S PLACE AS A GLOBAL HUB
FCA CONSULTS ON TARGETED CHANGES TO LISTING RULES FOR CLOSED-ENDED INVESTMENT FUND
COMMODITY TRADERS OFFER £1M TO CRISIS FUND AFTER FCA COMPETITION PROBE
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES