IIROC alleges that Mr. Carlos Vargas who acted as Head Trader and Head of Syndication for Chippingham Financial Group ("Chippingh...
CN Editor
January 28, 2019
CIRO ALLEGES MISAPPROPRIATION BY QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
CIRO SANCTIONS FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP FROM TORONTO, ON
CFTC WRAPS ENFORCEMENT AGAINST PAIR IN FTX CASE
CEO BANNED FOR FALSE AND MISLEADING STATEMENTS IN ATTEMPT TO BUY BANK AND FOOTBALL CLUB
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS