Clearpool Execution Services (Canada) Limited is admitted to membership in the Investment Industry Regulatory Organization of Ca...
CN Editor
January 31, 2019
CIRO MEMBER AMALGAMATION - CI INVESTMENTS SERVICES INC. & WEALTHBAR FINANCIAL SERVICES INC.
CIRO MEMBER AMALGAMATION - HARBOURFRONT WEALTH MANAGEMENT INC. & K.J. HARRISON & PARTNERS INC.
CIRO MEMBER AMALGAMATION - IPC SECURITIES CORPORATION & CANADA LIFE SECURITIES LTD.
COINSQUARE CAPITAL MARKETS - CHANGE IN CONTROL
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS