Canaccord Genuity Group Inc. has acquired Worcester, U.K.-based McCarthy Taylor Ltd. The acquisition was made though the firm’s U...
CN Editor
February 01, 2019
RAYMOND JAMES SNAGS 3 TEAMS FROM RICHARDSON WEALTH WITH $1B IN ASSETS
MX - ADMISSION OF APPROVED PARTICIPANT - INDEPENDENT TRADING GROUP (ITG) (#84)
CI FINANCIAL CORP. - CHANGE IN CONTROL
CIRO MEMBER NAME CHANGE: OPTIMIZE WEALTH MANAGEMENT INC.
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS