The Montreal Exchange (MX) is looking for candidates to serve on committees that carry out its disciplinary hearings. The MX reg...
CN Editor
February 01, 2019
UBS SANCTIONED IN SETTLEMENT WITH TMX
MX ISSUES A REQUEST FOR PROPOSAL: PROPRIETARY FIRM PROGRAM FOR ONE-MONTH CORRA FUTURES (COA)
MX - ADMISSION OF APPROVED PARTICIPANT - INDEPENDENT TRADING GROUP (ITG) (#84)
CIRO PROFICIENCY COMMITTEE - CALL FOR APPLICATIONS
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS