FINRA"s Office of the Chief Economist published a working paper that found firms that route a large share of their institutional ...
CN Editor
February 01, 2019
UPDATING TRACE REPORTING TIMEFRAMES
FINRA FINES APEX CLEARING $3.2 MILLION FOR VIOLATIONS RELATING TO FULLY PAID SECURITIES LENDING PROGRAM
FINRA PUBLISHES 2025 REGULATORY OVERSIGHT REPORT
ALTERNATIVE TRADING SYSTEMS OPERATOR LIQUIDNET CHARGED WITH VIOLATIONS OF MARKET ACCESS RULE AND FOR FAILING TO PROTECT CONFIDENTIAL SUBSCRIBER TRADING INFORMATION
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