A global group of regulators, including Canada’s big four: Alberta, British Columbia, Ontario and Quebec, is launching a global s...
CN Editor
February 01, 2019
FIRST OSC TESTLAB REPORT HIGHLIGHTS PERSPECTIVES ON REGTECH IN ONTARIO"S CAPITAL MARKETS
CANADIAN REGTECH ASSOCIATION WELCOMES NEW BOARD MEMBER, STRATEGIC ADVISORS
MFDA TECHNOLOGY WEBINAR SERIES: CANADIAN REGTECH FOR WEALTH MANAGEMENT
CRTA APPOINTS THREE STRATEGIC ADVISORS
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INVESTOR COMPLAINS THAT UNSUITABLE MUTUAL FUND INVESTMENTS LED TO FINANCIAL LOSS
BCSC SETTLES WITH PORTFOLIO MANAGER FOR SALES PRACTICE AND COMPLIANCE SYSTEM VIOLATIONS
CIRO UPDATED GUIDANCE - ANTI-MONEY LAUNDERING COMPLIANCE FOR INVESTMENT DEALERS
PMAC SUMMARY ON THE OSC"S ANNUAL COMPLIANCE AND REGISTRANT REGULATION (CRR) BRANCH SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS